Experienced 1st Line Compliance Governance & Control Specialist - 1B QC Testing Team Support in Charlotte, North Carolina

Join Our Team: Be the Better Bank with TD

At TD, we're not just a bank; we're a community of innovators, thinkers, and doers dedicated to enriching the lives of our customers, colleagues, and the communities we serve. As one of the world's leading global financial institutions, we're on a mission to deliver legendary customer experiences and shape the future of banking. If you're passionate about compliance, governance, and control, and are looking for a challenging and rewarding role, we invite you to explore the opportunity to join our team as a 1st Line Compliance G&C Specialist - 1B QC Testing Team Support.

About the Role

This position is a key part of our 1B First Line Compliance Center of Excellence (Compliance COE), which oversees the operational effectiveness and first-line compliance across our U.S. Consumer Banking, U.S. Commercial Banking, and U.S. COO Group businesses. As a 1st Line Compliance G&C Specialist, you will provide critical support and expertise related to testing schedules, exceptions, and compliance issues arising from 1B QC testing results. This role is perfect for someone who is detail-oriented, has a strong understanding of compliance regulations, and is adept at analyzing complex data to drive business decisions.

Key Responsibilities

• Provide compliance support and expertise for testing schedules, exceptions, and compliance issues related to 1B QC testing results.
• Collaborate with cross-functional teams to identify, assess, and mitigate compliance risks.
• Develop and implement effective solutions to complex compliance problems.
• Analyze data and trends to inform business decisions and improve compliance processes.
• Stay up-to-date with emerging regulatory trends and industry best practices.
• Lead or participate in projects aimed at enhancing compliance controls and procedures.
• Mentor and guide junior team members to ensure they have the skills and knowledge needed to succeed.
• Communicate effectively with stakeholders at all levels, both verbally and in writing.

Essential Qualifications

To be successful in this role, you will need:

• An undergraduate degree in a relevant field (preferred).
• At least 7 years of experience in compliance, risk management, or a related field.
• Advanced knowledge of governance, risk, and control procedures, strategies, and tactics.
• Strong analytical and problem-solving skills, with the ability to interpret complex data.
• Excellent communication and interpersonal skills, with the ability to work collaboratively across teams and functions.
• Proficiency in MS Office and industry-standard software applications.
• The ability to work in a hybrid environment, splitting time between remote work and our Charlotte, North Carolina office.

Preferred Qualifications

While not required, the following qualifications can make you a more competitive candidate:

• A deep understanding of various consumer regulations.
• Familiarity with MERLIN (or other Archer systems).
• Experience in a similar compliance or risk management role within a financial institution.

What We Offer

At TD, we're committed to providing our colleagues with a comprehensive Total Rewards package that includes:

• A competitive salary and variable compensation/incentive awards.
• Health and well-being benefits to support your physical and mental health.
• Savings and retirement programs to help you plan for the future.
• Paid time off, including Vacation PTO, Flex PTO, and Holiday PTO.
• Banking benefits and discounts.
• Career development opportunities and training programs.
• Reward and recognition programs to acknowledge your contributions.

Career Growth and Development

At TD, we're dedicated to helping our colleagues grow and develop their careers. You'll have access to regular leadership and development conversations, mentorship programs, and an online learning platform to help you unlock future opportunities. Whether you're looking to expand your experience, coach and inspire your colleagues, or move into a new role, we're committed to supporting your goals.

Our Culture and Values

TD is guided by a purpose to enrich the lives of our customers, communities, and colleagues. Our culture is built around a set of values that shape our behavior and guide our decisions. We're committed to fostering an environment where all colleagues can bring their authentic selves to work, experience equitable opportunities, and feel respected and supported.

Diversity, Equity, and Inclusion

At TD, we're dedicated to building an inclusive workforce that reflects the diversity of the customers and communities we serve. We're committed to creating an environment where everyone feels valued, respected, and supported. Our commitment to diversity, equity, and inclusion is reflected in our hiring practices, talent development programs, and community engagement initiatives.

Why Join TD?

By joining TD, you'll become part of a team that's shaping the future of banking. You'll have the opportunity to work on challenging and rewarding projects, develop your skills and expertise, and make a meaningful contribution to our customers and communities. If you're looking for a career with a purpose, we invite you to explore this opportunity further.

How to Apply

If this role sounds like a perfect fit, don't hesitate. Apply today and let's build the future together. We can't wait to hear from you!

TD is an equal opportunities employer and welcomes applications from diverse candidates. We are committed to providing accommodations for applicants with disabilities. If you require accommodations to complete the application process, please contact our US Workplace Accommodations Program at USWAPTDO@td.com.