Securities Operations Representative
About the position
Responsibilities
• Participate in low complexity lifecycle support tasks and help identify opportunities for process improvements within Securities Operations
• Review basic or tactical issues, policies or procedures related to low risk tasks and deliverables
• Receive direction from manager and exercise judgment within defined parameters related to resolving situations
• Provide information to, collaborate, and consult with peers, colleagues and managers to resolve issues
• Build expertise in operational processes including client account onboarding, cash payments, customer service, and securities settlement services
• Assist in gathering data to support resolution of issues; review and analyze functional operational tasks
• Resolve low complexity escalated issues within the scope of responsibility in Security Operations
• Research low complexity business risks, provide input into policies, and enhance customer satisfaction
• Support overall effectiveness of the team according to plans; monitor daily securities and cash related production work
• Contribute to implementation of projects, new or revised processes, and procedures that require coordination among operation teams
Requirements
• 6+ months of Securities Operations experience, or equivalent demonstrated through work experience, training, military experience, or education
Nice-to-haves
• Strong attention to detail and accuracy skills
• Intermediate Microsoft Office skills
• Ability to navigate multiple computer systems and applications
• Excellent verbal, written, and interpersonal communication skills
• Effective organizational, multi-tasking, and prioritizing skills
• Ability to work independently and creatively while exercising sound judgment
• Solid problem solving skills
• Ability to assess current processes and make recommendations for efficiency
• Quality control review experience
• Experience creating and executing test scripts
• Good data analytical and validation skills
• Ability to perform quality assurance audits
• Experience resolving and working through escalated and complex issues
• Knowledge of Internal Revenue Service (IRS) regulations
• Exposure to United States and foreign tax processes
• BETA and SmartStation experience
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