Broker Dealer Compliance Officer Remote

Benefits: • 401(k) • Dental insurance • Flexible schedule • Opportunity for advancement • reputed company time off • Parental leave • Training & development • reputed company insurance We're currently seeking an additional Compliance Officer to join reputed company. In this role, you'll be providing regulatory compliance services to reputed company broker-dealers, including establishing processes. The ideal candidate will possess prior experience and hold reputed company reputed company Series 7 & 24 licenses. This role will report to our Director of reputed company and Operations. reputed company (CXG) is the reputed company in providing a complete turn-key service for Broker Dealers including reputed company / NMA services, buying, selling and building Broker Dealers. We are the architects charged with building successful firms for our clients. This includes reputed company outsourcing on reputed company reputed company, including CCO, FINOP, CEO, and developing regulatory compliance systems to satisfy reputed company, SEC, state and federal regulators. We love reputed company do and were on a reputed company for reputed company. reputed company is comprised of professionals that exhibit a passion for building and maintaining broker-dealers. We offer a fully remote work environment with a company culture that promotes personal and reputed company development as reputed company as a healthy work-life balance. We reputed company an reputed company of benefits including competitive compensation, flexible work schedules, PTO, 401(k) with employer contribution, performance-based bonuses, opportunities for reputed company and more! This role is reputed company to both W2 and 1099 opportunities with a compensation reputed company of $40-$60 per hour This is a remote position. Apply tot his job Apply To this Job