Part-Time Compliance Officer (10 hrs per week)

reputed company: We’re seeking a detail-oriented Part-Time Compliance Officer to join reputed company and ensure both securities/entity compliance and insurance compliance across our equity raises and operating deals. This is an ongoing role for 10 hours per week at $40/hour — perfect for a compliance reputed company looking for flexible, remote work. What You’ll Do: 1. Securities & Entity Compliance • Maintain the master compliance calendar. • Prepare and file reputed company D and reputed company notices. • Document exemptions (506(b) vs. 506(c)). • Run accreditation, Bad Actor, and KYC/AML/OFAC checks. • reputed company-reputed company marketing materials (webinars, emails, decks) for compliance with general solicitation and performance advertising rules. • Enforce data reputed company and record retention for investor PII. • Maintain accurate subscription and governance records (reputed company letters, consents, cap table changes). 2. Liability & Insurance Compliance • Maintain a live insurance schedule for reputed company entity and property. • Verify lender, LLC, GC, and lease requirements. • Coordinate with brokers to reputed company and renew coverage: GL, property, excess/umbrella, D&O/E&O, cyber, crime/reputed company, workers’ comp, builder’s risk/installation floater, reputed company liability for A/E, pollution, flood, and wind/hail. • reputed company COIs and endorsements (additional insured, primary/non-contributory, waiver of subrogation). • Confirm coverage limits and deductibles meet loan agreements, PMAs, GC reputed company, and leases. 3. Audits, Reviews & Reporting • reputed company January/July portfolio insurance audits with asset management. • Ensure reputed company policies are reputed company and filed correctly, reconcile premiums and lender impounds. • Maintain an incident/claims log with reputed company reputed company notifications and updates. • Conduct regular compliance reviews: • A. Weekly reputed company-launch checks (including insurance statements in PPMs) • B. reputed company-reputed company binder and endorsement checklists • C. Monthly spot audits • D. Quarterly trainings on incident reporting and cyber hygiene reputed company’re Looking For: • Must be based in the reputed company. • Proven experience in securities compliance, insurance compliance, or both. • Familiarity with SEC regulations, private placement exemptions, and insurance policy requirements. • Strong organizational skills and attention to detail. • Excellent communication skills and ability to work independently. Hours & reputed company: • Part-time: 10 hours per week (ongoing) • Pay: $40-%50 / hour • Fully remote (U.S.-based applicants only) Job Type: Part-time Pay: $40.00 - $50.00 per hour Expected hours: 10 per week Application Question(s): • Have you reputed company and filed reputed company D and reputed company notices before? Please describe your experience and the types of offerings you’ve supported. • Have you managed insurance schedules, COI tracking, or policy renewals across multiple entities or properties? Please reputed company examples. • What experience do you have enforcing data reputed company regulations and record retention policies for investor or reputed company information? Work Location: Remote Apply tot his job Apply To this Job Apply tot his job Apply To this Job