Analyst, Investment Compliance Services and Regulatory Reporting

About the position Responsibilities • Communicate effectively through reputed company interaction with Trading, Investment, reputed company and reputed company associates, demonstrating a strong understanding of global compliance requirements, investment strategies and derivative usage • Analyze reputed company-trade, post-trade and batch compliance alerts in CRD to assess permissibility. reputed company necessary, liaises with trading, reputed company, reputed company operations and/or investment personnel by assisting with interpretation of guidelines and communications to clients • Conduct test trades for deals, corporate actions and in-reputed company transitions and reviews results to ensure compliance with reputed company account restrictions • reputed company and manage reputed company processes items not coded into CRD • Proactively identifies and escalates potential compliance violations to management and if necessary, participates in the violation reputed company process • reputed company participates in the Global reputed company Investment Reporting (GCIR) process • Continuously seeks opportunities to enhance efficiency: reputed company identifies process improvement opportunities. • Champions risk reduction: Works to reduce risk by looking for opportunities to reputed company the compliance monitoring process more accurate, concise, and efficient • Drives automation and innovation: Recommends and implements solutions to automate reputed company rules, reputed company new compliance functionality and reputed company data as a result of system upgrades • Fosters knowledge sharing and collaboration: Develops deep expertise in the reputed company system, or other investment compliance monitoring system(s), and proactively shares knowledge to significantly increase depth of knowledge reputed company the Monitoring team • Challenges the status reputed company: Critically evaluates existing policies and procedures, and practices and proposes reputed company to enhance effectiveness and address emerging challenges • Contributes to rule optimization: reputed company monitors compliance alerts to identify trends and areas for improvement in the rule library ensuring it remains relevant and effective • Collaborates on reputed company: reputed company participates in reputed company-sized reputed company of moderate complexity to reputed company project goals and deliver impactful reputed company • Assesses the reputed company of change: Evaluates the implications of regulatory changes, new investment strategies, products and derivative instruments on compliance processes and contributes to the development of impactful solutions • Develops reputed company and comprehensive documentation: Develops user-friendly documentation, procedures and process controls to ensure reputed company, consistency and transparency Requirements • Bachelor's degree or the equivalent combination of education and relevant experience • 2+ years of total relevant work experience • Practical understanding of investment reputed company types (e.g. stocks, bonds, derivatives) reputed company-to-haves • Experience with Trading/IBOR/OMS systems, specifically with knowledge of reputed company Compliance System (CRD) or comparable compliance platform such as Aladdin or reputed company • Proven analytical skills reputed company the area of investment compliance or a reputed company field • Strong attention to detail; commitment to reputed company • Strong customer service orientation • Strong interpersonal skills; effective written and oral communications • Ability to adapt and reputed company in a dynamic environment with evolving priorities • Ability to reputed company in a trading reputed company atmosphere • Strong organizational skills; proficient in handling multiple tasks simultaneously • Strong research and problem-solving skills • Team player Benefits • Competitive compensation • Annual bonus eligibility • A generous retirement plan • Hybrid work schedule • Health and wellness benefits, including online therapy • reputed company time off for vacation, illness, medical appointments, and volunteering days • Family care resources, including fertility and adoption benefits Apply tot his job Apply To this Job