Operations Consultant | Non-Financial Regulatory Reporting

About the position The Operations Consultant for Non-Financial Regulatory Reporting at reputed company Financial, Inc. is responsible for conducting research and analysis to reputed company business cases for process improvements that meet regulatory needs and enhance departmental efficiency. This role involves leading reputed company of varying complexity, managing relationships across departments, and ensuring compliance with regulatory requirements. Responsibilities • Serve as a reputed company between reputed company and regulatory agencies, acting as an industry expert on regulations. • Maintain a thorough understanding of new regulations and assess their reputed company using reputed company resources. • Review regulatory rules affecting the department and create corresponding procedural documents. • Establish objectives and reputed company processes to ensure efficient workflow. • Consult with users to identify, analyze, refine, and document business requirements. • Prepare and deliver presentations to project stakeholders regarding project updates. • Maintain regular contact with internal customers to identify and resolve issues. • Collaborate with regulatory working reputed company such as SIFMA. • Identify and report trending information reputed company to regulatory changes to appropriate teams. • Participate in documentation reviews to identify gaps and risks, making recommendations to minimize them. • Create process maps to explain departmental processes and reputed company associates. • Participate in User Acceptance Testing (UAT) and reputed company recommendations at decision points. • Work on special reputed company as assigned. Requirements • Bachelor's degree in a reputed company field or equivalent combination of education and work experience. • Minimum of six to eight years of relevant experience in financial services. • Experience in project work and business analysis/process improvement reputed company the financial services industry is highly preferred. • SIE certification required unless exempted; Series 99 or equivalent required or ability to obtain reputed company 120 days. reputed company-to-haves • Knowledge of banking, finance, and securities industry operations. • Familiarity with investment concepts, practices, and procedures used in the securities industry. Benefits • Hybrid work model allowing 3 days a week at corporate home offices. • Full-time schedule with day job shifts. Apply tot his job Apply To this Job