Compliance Associate Manager

## Job Responsibilities Work with internal stakeholders (e.g. Legal, Compliance, Product, Technology etc.) and external stakeholders (e.g. External Counsel, auditor) to assure quality and accurate responses/submissions to regulators with regard to the licensing application and ongoing operational reporting; Assist with the periodic review of policies and trainings; Conduct compliance monitoring activities and investigations; Manage licensing, regulatory filings, inspections, and audits, ensuring timely and accurate submissions; Work with different stakeholders to ensure ongoing compliance with the SFC’s regulatory requirements; Identify, highlight and manage regulatory risks, findings and recommendations that are identified internally through independent reviews or examinations; Manage key compliance projects and make sure they are executed on a timely basis and in compliance with local regulatory requirements. Identify and circulate relevant regulatory publications and communications to applicable staff and stakeholders; Perform general administrative duties and any other duties and responsibilities as required Minimum of three years experience in a legal or compliance role in financial institutions, experience in virtual assets (cryptocurrency) is preferred; Strong knowledge of the Securities and Futures Ordinance (Cap. 571)(SFO), and the Anti-Money Laundering and Counter-Terrorist Financing Ordinance (Cap. 615)(AMLO); Knowledge of the SFC’s regulatory regime on Virtual Asset Trading Platform Operators; Experience in interacting with regulators is a plus; Hands-on experience in compliance screening, surveillance and case management systems, e.g. Scila, LexisNexis, Chainalysis, is preferred; Good team player with positive attitude and self-motivation Must be able to perform independently and with minimal supervision; Highly organized and detail oriented;Excellent communication skills - verbal and written; Proficient in English and Cantonese; Apply tot his job Apply To this Job