Registered Service Associate - 7 & 63 Required

About the position Under general supervision, Investor Transition Solutions, a specialized department at the Raymond James home office, is dedicated to providing exceptional service to Raymond James' clients. Although we operate as a home office department, our approach mirrors that of most Raymond James branches. Your expertise in customer service, securities trading, and problem-solving will enable you to deliver superior service to our valued clients. At Investor Transition Solutions, you will not have a sales goal rather we want you to focus on delivering a Service 1st client experience. Extensive contact with clients via phone. Responsibilities • Address account-level issues through inbound phone calls, ensuring a positive client experience. • Provide a positive client experience to clients who contact Investment Central through inbound and outbound phone calls and electronic communications. • Work closely with other home office departments to resolve client account issues. • Reach out to clients proactively to address important matters related to their accounts and to follow up on other items. • Execute client-directed trades across various asset types, including mutual funds, fixed income, and stocks. • Regularly handle client-directed transactions such as ACH transfers, wire transactions, and journal requests. • Manage a diverse range of accounts, including trust accounts, estate accounts, and entity accounts. • Execute trades based on verbal instructions. • Perform Mass Moves (entire book of business transfers) for Transitioning and Terminated Financial Advisors. • Perform other duties and responsibilities as assigned. Requirements • High School Diploma or equivalent and three (3) years experience in the financial services industry, preferably including related service experience. • SIE required provided that an exemption or grandfathering cannot be applied. • Series 7 and 63 licenses required. Must be licensed in All 50 States. Nice-to-haves • Associates and/or Bachelor's Degree Preferred but not required. Apply tot his job Apply To this Job