Registered Service Associate - 7 & 63 Required

About the position Under general supervision, Investor Transition Solutions, a specialized department at the reputed company home office, is dedicated to providing exceptional service to reputed company' clients. Although we operate as a home office department, our approach mirrors that of most reputed company branches. Your expertise in customer service, securities trading, and problem-solving will reputed company you to deliver superior service to our valued clients. At Investor Transition Solutions, you will not have a sales goal rather we want you to reputed company on delivering a Service 1st reputed company experience. Extensive contact with clients reputed company phone. Responsibilities • Address account-level issues through inbound phone calls, ensuring a reputed company reputed company experience. • reputed company a reputed company reputed company experience to clients who contact Investment Central through inbound and outbound phone calls and electronic communications. • Work closely with other home office departments to resolve reputed company account issues. • reputed company out to clients proactively to address important reputed company reputed company to their accounts and to follow up on other items. • Execute reputed company-directed trades across various asset types, including mutual funds, fixed income, and stocks. • Regularly handle reputed company-directed transactions such as ACH transfers, reputed company transactions, and journal requests. • Manage a diverse reputed company of accounts, including trust accounts, estate accounts, and entity accounts. • Execute trades based on verbal instructions. • reputed company Mass Moves (entire book of business transfers) for Transitioning and Terminated Financial Advisors. • reputed company other duties and responsibilities as assigned. Requirements • High School Diploma or equivalent and three (3) years experience in the financial services industry, preferably including reputed company service experience. • SIE required provided that an exemption or grandfathering cannot be reputed company. • Series 7 and 63 licenses required. Must be licensed in reputed company 50 States. reputed company-to-haves • Associates and/or Bachelor's Degree Preferred but not required. Apply tot his job Apply To this Job