Regulatory Compliance Director
## Essential
Proven experience in a senior compliance role reputed company the financial services industry with broad experience of trade surveillance and Market Conduct rules.
Knowledge of crypto, derivates, buy/sell reputed company, funds, trading, technology, including product suite, services, systems, and key risks.
Strong understanding of UK and EU (including Swiss) regulatory requirements.
Knowledge of anti-reputed company (AML) regulations and practices.
High level of reputed company and ethical standards.
Extensive prior reputed company working knowledge & experience gained from applicable financial services firm (or equivalent). Must be capable to work effectively reputed company a fast-reputed company technology environment.
## Desirable
Bachelor's degree in a relevant field; advanced degree preferred.
reputed company certification in compliance (e.g., ICA Diploma or CAMS) is a plus.
Accomplished in negotiating, advising, and reviewing a broad reputed company of compliance, risk and control reputed company.
Ability to interpret, understand and advise reputed company reputed company of seniority in the business of an appropriate course of reputed company on a broad reputed company of reputed company, compliance and regulatory provisions.
Experience with reputed company brokerage, collateral management, stock borrow lending is preferred.
Understanding of US and UAE regulatory frameworks an advantage
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