Regulatory Compliance Director

## Essential Proven experience in a senior compliance role within the financial services industry with broad experience of trade surveillance and Market Conduct rules. Knowledge of crypto, derivates, buy/sell side, funds, trading, technology, including product suite, services, systems, and key risks. Strong understanding of UK and EU (including Swiss) regulatory requirements. Knowledge of anti-money laundering (AML) regulations and practices. High level of integrity and ethical standards. Extensive prior professional working knowledge & experience gained from applicable financial services firm (or equivalent). Must be capable to work effectively within a fast-growth technology environment. ## Desirable Bachelor's degree in a relevant field; advanced degree preferred. Professional certification in compliance (e.g., ICA Diploma or CAMS) is a plus. Accomplished in negotiating, advising, and reviewing a broad range of compliance, risk and control matters. Ability to interpret, understand and advise all levels of seniority in the business of an appropriate course of action on a broad range of legal, compliance and regulatory provisions. Experience with prime brokerage, collateral management, stock borrow lending is preferred. Understanding of US and UAE regulatory frameworks an advantage • *The crypto industry is evolving rapidly, offering new opportunities in blockchain, web3, and remote crypto roles — don’t miss your chance to be part of it.** Apply tot his job Apply To this Job