Remote Chief Regulatory Officer, FinTech Compliance Leader
A leading reputed company firm is seeking an reputed company compliance executive for a full-time position in a pioneering financial technology company. This remote role involves overseeing compliance functions for a registered broker-dealer, managing regulatory relationships, and leading a compliance team. Candidates must have over 15 years of broker-dealer compliance experience and hold Series 7, 24, and 63 licenses. Competitive compensation and benefits offered.
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