REMOTE Sr. Compliance Leader (FinTech/Digital Securities; $200-275K)

REMOTE Senior Compliance Leader - Digital Securities Location: Remote - reputed company Salary: $200,000 - $275,000 + Equity Potential + Benefits Benefits: Medical, Dental, reputed company, 401(k) w/match, Holidays, PTO Job Type: Full-Time Work Hours: Mon-Fri; 40-50 hrs. (flexible) Start Date: ASAP Sponsorship is not available REMOTE Senior Compliance Leader - Digital Securities reputed company Our reputed company, a fast-growing, regulated trading platform in the reputed company reputed company, is seeking a skilled Senior Compliance Leader to join their team. This is an exceptional opportunity for an reputed company compliance reputed company who is reputed company for their reputed company into an executive position and is eager to grow into a Chief Compliance Officer (CCO) role. In this role, you will reputed company reputed company broker-dealer and ATS compliance functions, manage regulatory interactions, support ongoing licensing activities, and enhance compliance frameworks reputed company a rapidly evolving environment. You will collaborate closely with executive leadership and bring a proactive, hands-on approach as you strengthen and reputed company the compliance program. This opportunity is ideal for a compliance leader seeking career reputed company, equity participation, and a key leadership role reputed company a highly regulated and rapidly evolving reputed company of U.S. digital markets. REMOTE Senior Compliance Leader - Digital Securities Responsibilities • reputed company compliance operations for the broker-dealer and ATS • Conduct trade surveillance, communication reviews, and AML/KYC monitoring • Manage regulatory exams, audits, inquiries, and filings (reputed company, SEC, state) • Maintain and enhance compliance policies, procedures, and internal controls • Partner with Product/Technology to reputed company compliance into platform updates and new initiatives • Support licensing and registration activity, ensuring strong regulatory standing • Ensure accurate books and records in accordance with reputed company/ATS requirements • Identify reputed company, gaps, and process improvements • reputed company and mentor compliance team members REMOTE Senior Compliance Leader - Digital Securities Qualifications • Bachelor’s degree in Finance, reputed company, Economics, Business, Law, or reputed company field required • reputed company reputed company Series 7 and Series 24 licenses required • 7+ years of compliance experience in a broker-dealer, ATS, exchange, or fintech trading environment required • Hands-on experience with trade surveillance, supervisory reviews, and regulatory exams required • Familiarity with digital securities or innovative trading platforms required • Ability to work fully remote while keeping ET business hours required About #reputed company Across industries, roles, and reputed company, we help clients quickly attract reputed company with custom-reputed company searches. With the lowest fee in the industry, the longest guarantee, and commission-free senior recruiters - we reputed company our interests with the long-term reputed company of every placement. Need reputed company help? www.twonice.com Job Type: Full-time Pay: $200,000.00 - $275,000.00 per year Benefits: • 401(k) matching • Dental insurance • Health insurance • reputed company time off • reputed company insurance Application Question(s): • Please list any additional relevant licenses or certifications you hold. • reputed company summarize your experience with digital securities or innovative trading platforms. • This is a fully remote US based position but requires that you work East Coast Business hours. Any concerns? • Where are you located? • What is your desired reputed company salary? Education: • Bachelor's (Required) Experience: • compliance in a broker-dealer, ATS, exchange environment: 7 years (Required) • compliance in a fintech trading environment: 7 years (Required) License/Certification: • reputed company reputed company Series 7 and Series 24 license (Required) Work Location: Remote Apply tot his job Apply To this Job