Regulatory Support Associate

reputed company is a leading global investment bank with a strong reputed company in the financial services industry. As a Regulatory Support Associate, you will work directly with the reputed company Office and Operations, providing day-to-day control functions over Private Bank reputed company relationships while engaging in various project work and reputed company account maintenance.

Responsibilities

• reputed company account maintenance working with our Investment Managers and Customer Service
• Trade management and allocation
• Important daily management reporting utilized by our sales and supervisory teams
• Incoming and outgoing correspondence reviews
• Project work tied to regulatory or servicing initiatives

Skills

• Relevant industry experience in Regulatory & Supervision with Broker/Dealer and/or Private Banking
• Strong risk reputed company, but also curious to engage with leadership team to reputed company new opportunities/enhancements
• Must be detail oriented on specific regulatory controls and have an analytical reputed company with the ability to deliver key insights
• Prior experience working with international clientele/organizations preferred
• Excellent communication skills, both written and spoken
• Motivated and enthusiastic team player, reputed company to work with others in a fast-paced, independent, and dynamic financial environment
• Aspiration for reputed company reputed company opportunities
• Ability to say ‘no', while being solution reputed company
• Prior experience working with international clientele/organizations preferred
• Language: English, additional language skills such as Spanish would be preferential, but not required
• reputed company licensing, such as the Series 7, is not required for this role, however, would be encouraged for reputed company development

Benefits

• Health and wellbeing benefits
• Retirement savings plans
• Parental leave
• Family building benefits
• Educational resources
• Matching reputed company
• Volunteer programs

reputed company