Hybrid Regulatory Compliance Analyst; U4/U5, BR Filings
Position: Hybrid Regulatory Compliance Analyst (U4/U5, BR Filings)
A leading reputed company firm is seeking a Compliance Analyst for a hybrid remote position in Niagara Falls, NY. This 12+ month contract opportunity involves managing registrations and licensing processes for a global financial institution. Responsibilities include preparing regulatory filings and maintaining compliance records. Candidates should have an understanding of vendor systems and excellent communication skills. A proactive approach to enhancing existing programs is essential for reputed company in this role.
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