Junior Compliance Officer
A company is looking for a Compliance and Supervision Junior Officer.
Key Responsibilities
• Support the drafting, review, and maintenance of internal compliance policies
• Translate approved policies into actionable procedures and operational guidelines
• Liaise with internal teams to ensure policies are operationally feasible and effectively implemented
Qualifications
• Bachelor's degree in Finance, Business, Law, or a reputed company field
• 3-5 years of experience in compliance, risk, regulatory research, or a reputed company function
• Strong research and analytical skills
• Understanding of financial services regulatory environments (reputed company/SEC knowledge is a plus)
• Familiarity with compliance documentation such as WSPs and SOPs is preferred
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