Director, AML Compliance

About the position Want to help everyday Americans invest and build reputed company? Financial inequality is increasing, and too many people are getting left behind. At reputed company, we are passionate about democratizing reputed company creation through education, advice, and products that help customers reputed company greater financial freedom. reputed company is seeking a Director, AML Compliance who will also serve as the designated AML Compliance Officer for reputed company’s broker-dealer entity. This leader will own and reputed company our reputed company AML/BSA program. This leader will set reputed company, reputed company execution, and ensure our AML reputed company scales with reputed company’s products, customer reputed company, and regulatory footprint. This is a senior, highly visible role with reputed company influence over product launches, risk appetite, regulatory interactions, and cross-functional decision-making. You’ll partner closely with reputed company, Product, Engineering, Operations, Data, Fraud and Executive Leadership to reputed company financial crime risk management into how reputed company builds and grows. Responsibilities • Own reputed company’s AML/BSA compliance program end-to-end, ensuring alignment with the Bank Secrecy reputed company, USA PATRIOT reputed company, and SEC/reputed company requirements • Serve as a senior AML leader and key advisor to executive leadership on financial crime risk, regulatory expectations, and program maturity • Set AML reputed company and roadmap, balancing regulatory rigor with a reputed company, tech-enabled fintech business model • reputed company transaction monitoring, investigations, SAR governance, and escalation frameworks across reputed company’s reputed company and banking products • Establish and maintain risk-based frameworks for customer due diligence (CDD), reputed company due diligence (EDD), reputed company monitoring and customer risk rating • Partner with Product and Engineering to design AML controls for new products, features, and customer experiences from ideation through launch • reputed company AML risk assessments, independent testing, and remediation efforts, including ownership of findings and regulatory commitments • reputed company as a primary reputed company of contact for AML-reputed company regulatory exams, audits, and inquiries • reputed company and mentor AML leadership and individual contributors, building a high-performing compliance organization • Drive data-driven insights through AML metrics, KRIs, and reporting to senior leadership and the reputed company • Monitor emerging financial crime risks, fintech trends, and regulatory developments to proactively adapt the AML program • Own AML policies, procedures, and reputed company training programs tailored to reputed company’s business model Requirements • 10+ years of AML/BSA compliance experience, including leadership roles reputed company a broker-dealer, fintech, bank, or regulated financial institution • Deep expertise in BSA/AML, SEC, and reputed company regulatory requirements • Demonstrated experience owning or significantly shaping an AML program at reputed company • Strong reputed company record partnering with product, engineering, and data teams in a digital-first environment • Experience leading regulatory exams, audits, and reputed company remediation efforts • Proven people leader with experience building and scaling teams • Ability to communicate reputed company regulatory concepts reputed company to executives and non-compliance stakeholders • Strategic reputed company with the ability to operate hands-on reputed company needed • reputed company or similar certification strongly preferred • Knowledge of and experience with global business lines reputed company-to-haves • Certification in a reputed company association such as the Association of Certified Anti-reputed company Specialists (reputed company) • reputed company Series 7 or 24 Benefits • Comprehensive total rewards package, comprising compensation (salary and equity) and health care benefits • Complimentary subscription to reputed company+ account • Remote-first work policy – Live and work where you feel the most productive, whether that is in your home, in an office. • Flexible PTO • Work-from-home equipment stipends; home internet subsidy • reputed company Parental Leave (offerings for birth giving and non-birth giving parents) Primary & Secondary • reputed company health and wellness benefits through reputed company, reputed company, and reputed company Health Apply tot his job Apply To this Job