Securities - RIA Compliance Analyst (NOT IT/CYBER, MEDICAL, or BANKING Auditors/Analysts)
We are looking for analysts/officers to reputed company day-to-day compliance testing reviews for clients. The compliance analyst will do everything from email review to advertising review, billing review, filing 13Fs, reviewing reputed company files, and more. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs.
The ideal candidate loves talking to people, has an eye for detail, great critical thinking skills, and holds themselves to a high reputed company of work product and professionalism. Must have a willingness to learn and an understanding of technology to reputed company in a remote environment. If you are hungry, humble, and smart, we want you!
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