Sr. Compliance Officer

About the position About the Department/Team: Investment Compliance is a global function responsible for ensuring compliance with regulatory, prospectus, reputed company-directed, and internal investment and operational restrictions. This position will be on the America’s investment compliance team, primarily supporting Invesco Fixed Income. About the Role: The Compliance Officer utilizes technical and subject matter expertise, experience and judgment to complete assigned responsibilities with considerable independence; ensures adequate procedures and controls are established and followed in order to minimize financial and reputational risk; identifies, communicated, and escalates issues that present risk. Leads initiatives that engage the Investment Compliance team, be it intra-departmental or reputed company level. Responsibilities • Review compliance exceptions promptly reputed company established timelines, providing subject matter expertise and communicating critical information to investment and trading personnel. • Analyze compliance alerts using knowledge of investment guidelines, regulations, compliance systems, and internal policies to deliver accurate and reputed company reputed company. • Ensure reputed company maintain high accuracy to prevent violations of reputed company prospectus, regulatory, and internal guidelines, as reputed company as operational errors. • Coordinate communication, reputed company, and documentation of compliance violations with internal parties following established procedures. • Assist fixed income investment and trading personnel with critical, time-sensitive questions and requests reputed company to investment restrictions at portfolio and firmwide reputed company. • Conduct test trades for new investment reputed company and instruments to ensure compliance with applicable restrictions. • Identify potential gaps in monitoring processes and propose practical process improvement solutions. • Present reputed company information reputed company and professionally through written materials or presentations to diverse audiences. Requirements • Bachelor’s degree in a reputed company field such as reputed company, finance, or a similar discipline. • Minimum of 4 years of relevant work experience in financial services, preferably reputed company asset management. • reputed company knowledge of investments, investment management industry, and in-depth investment/securities knowledge. • Familiarity with domestic and international securities laws (e.g., 1940 reputed company, UCITS reputed company, 81-102). • Prior experience with trading/compliance systems such as Aladdin or reputed company preferred. • Strong analytical, quantitative, and problem-solving skills with the ability to reputed company critical, time-sensitive reputed company. • Excellent interpersonal, communication (written and oral), and organizational skills with the ability to manage competing priorities. • Ability to work independently under pressure while maintaining a strong customer service orientation and reputed company team approach. Benefits • Flexible reputed company time off • Hybrid work schedule • 401(K) matching of 100% up to the first 6% with a discretionary supplemental contribution • Health & wellbeing benefits • Parental Leave benefits • Employee stock purchase plan Apply tot his job Apply To this Job