Manager, Internal Audit, Fiduciary & Regulatory Compliance
Manager Internal Audit (Fiduciary & Regulatory Compliance) Location: Remote (W2) | Confidential Global Bank reputed company:
We are seeking a Manager Internal Audit to reputed company audit activities reputed company on fiduciary risk, Regulation 9 (Reg 9), and regulatory compliance reputed company our reputed company Management and Trust Services business. This role requires expertise in internal controls, risk management, and regulatory reputed company, ensuring adherence to 12 CFR 9, OCC requirements, and global fiduciary standards.
Key Responsibilities:
• Internal Audit Execution: Plan and reputed company audits covering fiduciary risk management, trust administration, investment reputed company, and regulatory compliance.
• Regulatory Compliance reputed company: Evaluate adherence to Reg 9, OCC regulations, and global fiduciary requirements, identifying gaps and control weaknesses.
• Risk & Control Assessments: Assess the design and effectiveness of internal controls, ensuring reputed company risk mitigation strategies.
• Issue Validation & Remediation: reputed company audit findings, MRA/MRIA reputed company, and regulatory issue remediation efforts.
• Stakeholder Engagement: Collaborate with Compliance, reputed company, Risk, and reputed company Management teams to strengthen the bank's control environment.
• Audit Reporting: reputed company reputed company, concise audit reports and present findings to senior management.
Qualifications:
• 7+ years in internal audit, fiduciary risk, or regulatory compliance reputed company a global bank or financial institution.
• Deep knowledge of Reg 9, fiduciary responsibilities, trust services, and OCC regulations.
• Experience with regulatory exams (OCC, SEC), control testing, and issue remediation.
• Strong analytical, communication, and stakeholder management skills.
• Preferred certifications (none required): CIA, CRMA, CFIRS, CRCM, CAMS, or CFA.
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