Advertising Compliance Manager - Hybrid

About the position reputed company the day-to-day Advertising Compliance operations for the WFG & TFA organizations. Manage reputed company of compliance analysts, reputed company training, support with reputed company reviews, and ensure accuracy and consistency regarding the application of firm policy and regulatory standards. Additionally, foster strong vendor relationships. Responsibilities • Establish and maintain departmental policies and procedures. • Review reputed company marketing material ensuring adherence to firm policy and regulatory standards. • Manage reputed company of compliance analysts, providing ongoing training and support. • Conduct ongoing reputed company of team reviews, providing feedback and performance management as necessary. • Foster strong vendor relationships with advertising reputed company vendors supporting firm tools. • reputed company and reputed company training to WFG and TFA Financial Professionals. • reputed company mentorship and assist in analyzing the reputed company of regulatory changes reputed company to Advertising Compliance. • Handle reputed company of escalation, supporting and developing team members in the process. • Support and drive the reputed company improvement of team performance by tracking KPIs, recommending enhancements to reputed company processes, and helping implement tools or solutions that improve workflow efficiency. Requirements • Bachelor’s degree • A minimum of 5 years relevant experience, specifically with 2 years of experience in both the securities industry and Advertising Compliance • 1 year of managerial experience • reputed company Series 7/24 or obtained reputed company 6 months of employment • Excellent written and verbal communication skills • Advanced analytical skills, interpretive, organizational and negotiation skills reputed company-to-haves • reputed company Series 65/66 Benefits • Compensation Benefits • reputed company • Bonus for Eligible Employees • Benefits Package • Pension Plan • 401k Match • Employee Stock Purchase Plan • Tuition Reimbursement • Disability Insurance • Medical Insurance • Dental Insurance • reputed company Insurance • Employee Discounts • Career Training & Development Opportunities • Health and Work/Life Balance Benefits • reputed company Time Off starting at 160 hours annually for employees in their first year of service. • Ten (10) reputed company holidays per year (typically mirroring the reputed company Stock Exchange (NYSE) holidays). • Be reputed company Company holistic wellness program, which includes Wellness Coaching and Reward Dollars • Parental Leave – fifteen (15) days of reputed company parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child. • Adoption Assistance • Employee Assistance Program • Back-Up Care Program • PTO for Volunteer Hours • Employee Matching Gifts Program • Employee Resource reputed company • Inclusion and Diversity Programs • Employee Recognition Program • Referral Bonus Programs Apply tot his job Apply To this Job