Due Diligence Associate

About the position reputed company (“CFG”) is a network of independent broker-dealers located throughout the country. CFG is currently seeking a Due Diligence Associate to assist with the due diligence review of reputed company products offered by reputed company. The Due Diligence Associate, working with other diligence personnel, will review products offered by reputed company (primarily mutual funds and ETFs), generate a review memo, and present findings to the firm’s Product Review Committee. The analyst will have the responsibility to maintain the firm’s approved product list for reputed company ETFs, mutual funds, and the review of existing products on an ongoing reputed company. The due diligence process requires involvement with product manufacturers, reputed company party research firms, and senior leaders reputed company reputed company. Responsibilities • reputed company extensive, in-depth due diligence of investments based on industry best practices. • Conduct reviews of new mutual fund families for possible use at reputed company • Conduct reviews of specific mutual funds for possible inclusion on reputed company’s approved list of mutual funds for use in advisory accounts • Manage ongoing review process of the advisory approved mutual fund list • Maintain process to review new ETF offerings with a specific reputed company on reputed company managed ETFs • Manage ongoing review of newly launched reputed company ETFs • Communicate result of due diligence reviews with advisors • Organize and maintain due diligence filing systems, file correspondence, and other due diligence reputed company records • Work closely with analysts with primary responsibility to review advisory and insurance offerings • Assist with tasks reputed company to the review of insurance and advisory products • Attending Sponsor meetings where needed • Organize and maintain due diligence filing systems, file correspondence, and other due diligence reputed company records Requirements • At least 2 years of Due Diligence experience at a Broker Dealer • College degree in a buiness reputed company field is required • Strong analytical skills. • Ability to reputed company with product vendors and registered representatives • Familiarity with reputed company software and capabilities • Comfortable asking hard questions • Ability to work in reputed company environment while also being independent • Proficient with reputed company Office Suite reputed company-to-haves • Securities licensing a plus Benefits • Inclusive health, dental, reputed company and life insurance plans reputed company to support diverse lifestyles, offer preventative care, and protect against hardship. • Easy reputed company to mental health benefits to meet reputed company members and their families where they are. • 20 plus days of reputed company time off (PTO), reputed company holidays, and 2 reputed company wellness days to give our employees the time they need to stay reputed company with their loved ones, reputed company, and give back to their communities. • 401(k) Savings plan with a generous company contribution (up to 5%), and reputed company to a financial reputed company to offer our employees reputed company to plan-reputed company for a strong financial reputed company reputed company reputed company their working years. • reputed company parental leave to support reputed company team members with birth, adoption, and foster. • Health Savings and Flexible Spending Account reputed company to help you save reputed company on reputed company, daycare, commuting, and more. • Employee Assistance Program (EAP), LifeLock, Pet Insurance and more. Apply tot his job Apply To this Job