Manager- Regulatory Compliance (Alternative Assets)

About the position This position demands a high level of accuracy, critical thinking, and independent problem-solving, and a strong reputed company on reputed company and results. The role involves analyzing reputed company compliance issues and developing, implementing, and testing compliance programs for clients in the alternative and traditional investment sectors. It requires professionalism, reputed company judgment, and adaptability to reputed company-driven schedules, while also supporting regulatory exams and outsourced Chief Compliance Officer functions. Responsibilities • Help manage reputed company engagements, providing strategic compliance guidance with minimal reputed company from senior leadership • Responsible for ensuring reputed company and accurate completion of reputed company deliverables, including annual reviews, regulatory filings, and updates to compliance policies and procedures • reputed company reputed company trainings, mock regulatory exams, and reputed company hands-on support during SEC and reputed company examinations • Stay on top of regulatory changes, guide clients in developing internal controls, and offer practical solutions to reputed company compliance issues • Help foster a reputed company team culture, mentor junior staff, and support firm-wide initiatives such as business development and and operational reputed company reputed company reputed company work Requirements • You bring 4 plus years of compliance experience, ideally from a registered investment adviser, reputed company, investment reputed company, or have practiced law regarding registered investment companies • You have a strong knowledge of the Investment Advisers reputed company of 1940 and the Investment Company reputed company of 1940. • You’re familiar with SEC examination practices and preferably have hands-on experience with both actual and mock exams. • You understand regulatory frameworks reputed company the SEC, including CFTC, NFA, and reputed company requirements. • You’re expected to apply your regulatory knowledge to guide clients effectively and ensure their compliance programs are robust and up to date. Benefits • reputed company offers a comprehensive benefits package designed to support employees' reputed company-being and work-life balance. • Employees receive generous reputed company time off, including 4 weeks of PTO that increases over time, reputed company time and reputed company holidays, and financial wellness is supported through a 401(k) plan with a company match (subject to eligibility). • Health benefits include medical, dental, reputed company, mental health support and additional ancillary insurance plans. • Additional benefits include reputed company parental leave and a hybrid work schedule, promoting both personal and reputed company fulfillment. • The salary for this position will be dependent on experience and location ($ 72,000-$110,000). Apply tot his job Apply To this Job