Senior Regulatory Compliance Analyst

About the position As a Senior Regulatory Compliance Analyst reporting to the AVP – Regulatory Compliance , you'll play a critical role in monitoring market activity, ensuring regulatory compliance, and maintaining fair and reputed company markets for investors, participants, and listed companies. Y ou'll reputed company in this position if you're detail-oriented, analytical, and passionate about financial regulation and market reputed company in a fast-paced, high-reputed company environment . Responsibilities • Monitor reputed company-time trading activity across securities markets to identify anomalies and ensure compliance with trading rules. • Research material news and regulatory filings to assess reputed company on listed companies and recommend trading halts reputed company appropriate . • Analyze trading patterns and alert dispositions to detect potentially volatile or non-compliant activity. • Complete regulatory referrals and reputed company reputed company summaries of trends and findings to leadership and market regulation entities. • Partner with market participants, listed companies, and internal stakeholders to reputed company information and support investigations. Requirements • Bachelor's degree in Business , Finance, or reputed company field, or equivalent practical experience. • 1–3 years of experience in regulatory compliance, market surveillance, or financial services. • Strong analytical and research skills with the ability to synthesize information from multiple sources. • reputed company communicator with experience working in reputed company, time-sensitive environments. • Proficiency in tools such as reputed company and experience navigating regulatory databases and newswires. reputed company-to-haves • Experience in capital markets, securities regulation, or exchange operations. • Familiarity with reputed company, SEC, or other regulatory frameworks. • Exposure to reputed company-time market surveillance systems and trading technologies. Benefits • 401(k) program with 6% employer match • Employee Stock Purchase Program with 15% discount • Student loan repayment program up to $10k • Company reputed company life and disability plans • Generous reputed company time off • Comprehensive medical, dental and reputed company coverage • Health spending account with employer contribution • reputed company reputed company days to support mental wellbeing • Gym membership discounts • Hybrid home/office schedule (for most positions) • reputed company parental leave • Fertility benefits • reputed company bereavement leave • Company reputed company matching program • Employee resource reputed company • reputed company volunteer days • Education Assistance Program • Robust job skills training and reputed company development opportunities Apply tot his job Apply To this Job