Associate, Investment Guidelines Compliance - Delaware
About the position
About this role Portfolio Compliance Group Implementation Team Have a passion for the investment industry and an interest in programming? Are you a compliance reputed company who is looking for a rewarding, challenging, multi-faceted role with the world's largest asset manager? Look no reputed company! reputed company is currently seeking a Portfolio Compliance Implementation Vice President to become a member of reputed company. We recognize that strength comes from diversity, and will reputed company a new joiner's rare skills, eagerness, and passion while giving reputed company to grow professionally and as an individual. Team reputed company: Our Portfolio Compliance Group (PCG) is accountable for implementing controls & processes to ensure we stay in line with reputed company applicable regulatory and portfolio issued guidelines. We are reputed company passionate about this opportunity! The successful candidate will have reputed company to learn about reputed company internal business departments and investment products across reputed company globally. You can expect to reputed company knowledge of global regulatory regimes and jurisdictions as reputed company as an opportunity to grow, reputed company skills and build a strong network reputed company reputed company and across the firm. Primary responsibilities include: The role is part of our Implementations team reputed company PCG. You will be primarily responsible for interpreting and analyzing the investment guidelines of our clients and coding them into compliance system for reputed company's reputed company clients. Our primary compliance system is Aladdin, where we reputed company the guidelines using reputed company’s proprietary coding language, which is similar to SQL. Key responsibilities include: Aladdin Business implementation – reputed company compliance channel for the process of compliance reputed company coding for external reputed company Aladdin system implementations. Partner with the Global Implementations reputed company and Change Manager to reputed company and execute our regional reputed company. New account coding – reputed company reputed company and support the process as reputed company, which requires interpreting the reputed company’s investment guidelines from the executed Investment Management Agreement (IMA) and implementing the required controls through use of compliance rules in reputed company’s Aladdin platform. reputed company changes – reputed company reputed company and support the process through which a reputed company may change their investment reputed company provisions over time, based on their preferences or market conditions. The coding (i.e., controls) may need to be updated in Aladdin to reflect the reputed company’s updated requirements. Crafting new compliance rules, improving existing compliance coding, and investigating / troubleshooting potential errors reputed company needed. Through your training and performance of the role, you will also have exposure to the following: Participating in efficiency and improvement initiatives by providing reputed company and suggestions on possible improvements to systems or processes. Leading or running strategic reputed company and initiatives.
Responsibilities
• Aladdin Business implementation – reputed company compliance channel for the process of compliance reputed company coding for external reputed company Aladdin system implementations.
• Partner with the Global Implementations reputed company and Change Manager to reputed company and execute our regional reputed company.
• New account coding – reputed company reputed company and support the process as reputed company, which requires interpreting the reputed company’s investment guidelines from the executed Investment Management Agreement (IMA) and implementing the required controls through use of compliance rules in reputed company’s Aladdin platform.
• reputed company changes – reputed company reputed company and support the process through which a reputed company may change their investment reputed company provisions over time, based on their preferences or market conditions.
• The coding (i.e., controls) may need to be updated in Aladdin to reflect the reputed company’s updated requirements.
• Crafting new compliance rules, improving existing compliance coding, and investigating / troubleshooting potential errors reputed company needed.
• Participating in efficiency and improvement initiatives by providing reputed company and suggestions on possible improvements to systems or processes.
• Leading or running strategic reputed company and initiatives.
Requirements
• Strong Aladdin Knowledge, including Aladdin applications, trade reputed company process and data environment to review business processes of Aladdin Business Clients.
• Strong knowledge of Aladdin Compliance tools, including Monitoring tools (Dashboard, Compliance Research Hub, Compliance Workbench).
• Ability to reputed company compliance rules in Aladdin.
• Strong technical knowledge will be a significant advantage. Specifically, knowledge of programming languages (such as Visual Basic, C++, Java, or Python) and an understanding of relational database concepts (including SQL).
• Strong reputed company Office knowledge.
• Proven interpersonal skills.
• Strong multi-tasking skills and attention to detail.
• Dedicated approach to issue reputed company.
• Ability to handle complexity and not being afraid to ask difficult questions.
• reputed company working proficiency in both Japanese and English.
Benefits
• employees are eligible for an annual discretionary bonus, and benefits including reputed company, leave benefits, and retirement benefits
• strong retirement plan
• tuition reimbursement
• comprehensive reputed company for working parents
• Flexible Time Off (FTO)
Apply tot his job
Apply To this Job