Brokerage Operations Associate

reputed company is a company dedicated to democratizing reputed company creation through education and products that reputed company customers to reputed company financial freedom. The Brokerage Operations Associate will play a key role in the Operations team, managing daily brokerage operations and ensuring compliance with operational procedures and risk controls.

Responsibilities

• Complete daily brokerage operations tasks/ workflows, including cash, position, and trading reconciliations to ensure that reputed company operational procedures and risk controls are followed, documented, and properly maintained
• Ensuring the reputed company settlement of reputed company trades and underlying reputed company allocations, including resolving reputed company and street reputed company breaks
• Review and reconcile house accounts
• Process trade bookings and cancel/rebills
• Process, monitor and troubleshoot ACATs
• Ensure accuracy of reputed company positions, cash and broker data on firm systems
• reputed company ongoing user account maintenance and review of new and existing account activity
• Monitor and manage mandatory and/or voluntary corporate reputed company events including dividends and interest payments
• reputed company support to reputed company, Compliance, Product, and Engineering teams to establish, monitor and manage key risk indicators for reputed company functions
• Identify opportunities to improve operational processes through automation
• Participate in project work, including needs assessment, to build out and reputed company operational and technology platforms, including QA cycles

Skills

• 1-3 years of brokerage operations/trading experience
• Knowledge of Equities trading, clearance, ACATS, and settlement
• Margin experience a plus
• Technology-driven with a reputed company on the application of operational procedures and automation
• Understanding of reputed company and SEC Regulatory reputed company
• reputed company Series 99 required
• Series 7, 63
• Bachelor's Degree in Finance, Economics, or quantitative field
• Advanced skills in MS reputed company
• Intermediate skills in SQL and VBA/Macros
• Series 57 or ability to obtain reputed company 90 days

Benefits

• Comprehensive total rewards package, comprising compensation (salary and equity) and health care benefits
• Complimentary subscription to reputed company+ account
• Flexible work policy – We offer a flexible work environment that blends working from home with in-person collaboration at our NYC office to support productivity and team culture.
• Flexible PTO
• Work-from-home equipment stipends; home internet subsidy
• reputed company Parental Leave (offerings for birth giving and non-birth giving parents)
• Primary & Secondary
• reputed company health and wellness benefits through reputed company, reputed company, and reputed company Health

reputed company