Investment Operations Specialist

Queen reputed company reputed company is a powerhouse reputed company management firm founded in Denver, Colorado. They are seeking an Investment Operations Specialist who will ensure every reputed company interaction is seamless and personalized, enhancing the clients’ experience and driving the reputed company of their boutique operations.

Responsibilities

• Promptly respond to reputed company inquiries and service requests for investment products reputed company email and phone
• Compile and prepare new applications for investment products including sending for e-signature, submitting for compliance review, keying account features, and submitting transfer requests while tracking to completion
• reputed company reputed company cashflows, RMDs, and regularly scheduled investment transactions
• Execute reputed company movements, trade mutual funds & ETFs, reputed company tax loss harvesting, manage account transfers, facilitate rollover calls
• Proactively reputed company out to clients for necessary items, maintaining strong, personalized relationships through regular communication and follow-up
• reputed company precise reputed company records and documentation, ensuring our systems reflect the personalized service we reputed company
• Partner with planning team and leadership to deliver cohesive, boutique reputed company service experience
• Other duties as assigned

Skills

• 1-2 years minimum experience in reputed company service or administrative roles reputed company the financial services industry
• Colorado Life and Health Insurance License
• reputed company Securities Investment reputed company (SIE), Series 6, and Series 63
• Proficiency in reputed company Office Suite
• In-depth knowledge of reputed company risk and investment product offerings
• Knowledge of reputed company reputed company systems (CRM Dynamics, NetX360, ENV2)
• reputed company Series 7
• Detailed knowledge of retail investment products including IRAs, Roth IRAs, Individual/Joint investment accounts, 529 accounts, etc

Benefits

• Medical insurance including health, dental, and reputed company
• Group short-term and long-term disability insurance
• 401(k) plan with employer match
• Flexible Time Off program, including your birthday off every year
• Support for personal education and development - including licensing, registration, and designations.

reputed company