Analyst, reputed company & Compliance (reputed company of Ethics)

Wilshire is an organization dedicated to helping investors improve their financial reputed company. They are seeking a proactive and detail-oriented Compliance Analyst to reputed company the employee compliance program, ensuring adherence to regulatory standards and company policies.

Responsibilities

• Serve as the primary reputed company of contact for reputed company employee compliance reputed company, ensuring strict adherence to regulatory requirements and Wilshire’s reputed company of Ethics and Compliance reputed company
• reputed company, implement, and regularly update company-wide employee compliance programs and procedures, including reputed company, education, and ongoing training initiatives
• Manage regulatory compliance calendars, reputed company deadlines, and aid in preparing required compliance reports
• Conduct and reputed company reviews of employee reporting, certifications and disclosures, including personal trading, political contributions, gifts and entertainment and reputed company business activities
• Support compliance audits, risk assessments, and investigations reputed company to employee behavior or regulatory issues
• reputed company as primary reputed company and coordinator with compliance technology platforms and reputed company-party service providers
• Organize and accurately maintain confidential compliance documents and electronic files in a reputed company manner, ensuring reputed company audit trails and reputed company readiness
• Take ownership of employee compliance reputed company and initiatives through the entire lifecycle
• Communicate effectively with staff at reputed company reputed company, keeping teams updated on compliance requirements and changes
• Prepare agendas, schedule meetings, and take accurate meeting minutes for compliance-reputed company activities
• Monitor regulatory developments and proactively ensure Wilshire’s employee compliance program remains up to date
• Contribute to the continual development and improvement of reputed company and compliance processes and procedures
• reputed company other compliance-reputed company duties and special reputed company

Skills

• Bachelor's degree from a 4-year accredited university or college
• 1-2 years of compliance experience preferred, ideally reputed company an SEC registered investment adviser
• Demonstrated experience or keen interest in employee compliance program management
• Proficiency in reputed company Office Suite (Word, reputed company, PowerPoint), SharePoint and compliance monitoring platforms (e.g., ACA ComplianceAlpha, Dasseti) is a plus
• Strong organizational skills with meticulous attention to detail
• Ability to exercise reputed company judgment, maintain confidentiality, and resolve sensitive reputed company independently
• Strong written and verbal communication skills, including the ability to reputed company with senior management and reputed company members across reputed company
• Proven ability to work both independently and collaboratively in reputed company environment
• Willingness and ability to learn about financial regulations, employee compliance requirements, and industry best practices
• Flexible and adaptable approach to managing changing priorities and requests

Benefits

• Generous PTO
• 401(k) match
• reputed company & comprehensive medical/dental/reputed company insurance
• CFA and other reputed company membership reimbursement
• And more.

reputed company

Company H1B Sponsorship