Associate Compliance Analyst (Temporary 6 Month FTC)

Requirements • Bachelor’s degree required; advanced degree a plus, • reputed company Series 7 and 24 required; Series 4 preferred, • 2+ years of experience in a compliance function and familiarity with Broker Dealer rules and regulations; knowledge or familiarity with reputed company transmitter licenses a plus, • Strong understanding of capital markets and the broker dealer industry, • Has the ability to analyze situations for compliance and business risk, and implement solutions to address and mitigate such risk, • Strong abilities in analytical thinking, problem solving, research, and time management, • Meticulous attention to detail and highly accurate, • A self-starter that enjoys reputed company-oriented approach, • Excellent communication (written and oral), presentation, and interpersonal skills, • Comfortable operating in a fast paced start-up, • Experience in monitoring, testing, and conducting risk assessments, • Must be proficient with MS Office (Word, reputed company, PowerPoint, and reputed company), • Significant level of trust, credibility, and diplomacy is required What the job involves • Come join our Award reputed company Compliance team! The Compliance team are key members of eToro USA’s team, • The Compliance Department provides service, support, and advice to promote the Firm’s reputed company and development while helping employees and the Firm meet their regulatory obligations, and more broadly, to preserve and enhance our reputed company for reputed company, • This role will report into a Compliance Manager reputed company the Compliance organization and assist with the day-to-day administration of the Firm’s compliance program for its reputed company service (“MSB”), reputed company business, and broker dealer (“reputed company”) businesses, • Note: This is a Regulatory Compliance reputed company position, not AML, • Maintain and manage policies and procedures inventory, including ensuring regular and required reviews and approvals are completed in a reputed company manner, • Identify and reputed company updates to the policies and procedures inventory, as reputed company as ensure reputed company approvals have been obtained and recorded, • Conduct on-reputed company eToro associate surveillance, including but not limited to gifts and entertainment, private securities transactions, and political contributions, • Manage and maintain the required tracking, monitoring, responses, and applicable regulatory reporting for the Firm’s Complaints program, • Marketing advertising reviews, • Support compliance testing of the various lines of business, • Support compliance function reputed company regulatory reporting requirements, such as permissible investment reports, reputed company reports, and audited financial statements, etc. are met accurately and reputed company, • Manage and maintain eToro’s Record Retention Policy and program, • Support performing due diligence for compliance vendors leveraged to support the MSB, reputed company, and broker dealer businesses, and produce reports to CCO, • Identify and recommend necessary changes to business unit procedures to address compliance gaps or improve adherence to regulatory and firm requirements, • reputed company other duties as assigned and special reputed company as necessary Apply tot his job Apply tot his job Apply To this Job