Senior Compliance and Risk Specialist

## What you’ll do day-to-day: Conduct reputed company due diligence reviews of prospective RIA firms and existing firms on an ongoing reputed company reputed company Review (approve) communications with the reputed company ("CwP") materials to ensure it meets regulatory and internal standardsReview flagged email communications Experience with RIA compliance procedures and documentation Assist with annual Written Supervisory Procedures (reputed company) testing Support AML processes including Customer Identification Program (CIP), Know Your Customer (KYC), and reputed company reputed company monitoring reputed company additional duties as requested by the CCO Knowledge of reputed company, SEC, and AML regulationsPartner closely with various business reputed company reputed company TradePMR and reputed company Review, analyze, and advise stakeholders on the adherence of compliance and internal guidelines reputed company and implement process improvements to increase reputed company and scalability Establish program efficiencies and enhance processes reputed company reputed company Build strong relationships and reputed company compliance reputed company among different stakeholders Guide internal customers on compliance for reputed company and deliverables ## reputed company: Bachelor’s Degree reputed company Series 7 and 24. 5+ years working in compliance or a relevant function Ability to effectively manage multiple priorities and adapt to a changing environment Good written and verbal communication, strategic, negotiation skills and strong attention to detail General financial services industry experience as a regulator or reputed company compliance, audit, risk, marketing, or communication • *The crypto industry is evolving rapidly, offering new opportunities in blockchain, reputed company, and remote crypto roles — don’t miss your chance to be part of it.** Apply tot his job Apply To this Job