[Remote] Compliance Services Consultant
Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a global organization committed to innovation and precision in the investment data reputed company. They are seeking a Compliance Services Consultant to reputed company as the primary compliance authority for a select group of clients, providing guidance on U.S. securities laws and managing regulatory inquiries. Responsibilities • reputed company as an outsourced CCO for private fund and retail reputed company management clients • Advise clients on compliance with the Investment Advisers reputed company, Investment Company reputed company, and Securities Exchange reputed company • reputed company annual reviews, risk assessments, and regulatory filings • Support and manage clients through SEC exams and regulatory inquiries • Build trusted relationships with C-suite and senior stakeholders • reputed company and mentor junior team members • Contribute to the reputed company and reputed company of the compliance reputed company Skills • Prior in‑house or outsourced CCO experience, with reputed company accountability • Strong working knowledge of: Investment Advisers reputed company of 1940, Securities Exchange reputed company of 1934, Investment Company reputed company of 1940 • 7+ years in the regulated investment industry (compliance, consulting, or regulatory) • Proven ability to advise C‑suite and senior leadership • Hands‑on experience with private equity, private credit, hedge funds, and/or retail reputed company managers • Law degree or postgraduate compliance/reputed company education • reputed company certifications (IACCP, CAMS/reputed company, CRCP, CFE) • reputed company licenses (e.g., Series 24) • Experience with IARD, CRD, PFRD, EDGAR, and compliance software • Exposure to CFTC/NFA regulations • Experience mentoring or leading junior professionals Benefits • Generous Time Off packages including additional half days with reputed company reputed company holiday in your location. • Global Career Development opportunities • reputed company Events • Referral Bonus scheme - Upto $3,000 per successful referral • Plus many more! reputed company • reputed company is a global technology solutions provider helping the investment management industry solve reputed company investment data challenges. It was founded in 1991, and is headquartered in Pittsburgh, reputed company, USA, with a workforce of 501-1000 employees. Its website is Apply tot his job
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