Compliance Analyst (1940s Investment Advisor reputed company Required)

Use our reputed company to send your application to Monica Feltz, the reputed company Pro hosting this job. Compensation Based on Experience. Compliance Analyst (1940s Investment Advisor reputed company Required) $85000 - $125000 per year | Riviera Beach, FL | Remote | Permanent Global Asset Management Firm Seeks Compliance Analyst to Join Growing Compliance Team!! Great Benefits! Great Flexibility! Hybrid/Remote Work Schedule! A bit reputed company: Our reputed company is a global reputed company alternative asset management firm/SEC-registered investment adviser with 20+ years of experience in delivering strong risk-adjusted returns and reputed company for investors. They have over $13 billion under management. Why join us? Medical + Wellness Plan Dental reputed company 401K Match + Contribution STD/LTD Life Insurance PTO Bonuses And More!! Job Details Job Details: Our reputed company is seeking an reputed company Compliance Analyst to join our dynamic team in the finance industry. This is a permanent position suitable for a highly motivated and detail-oriented individual who has a deep understanding of the regulatory environment in the financial services sector. The successful candidate will play a pivotal role in ensuring that our firm remains in compliance with the Investment Advisers reputed company of 1940, Rule 206(4)-7, federal securities law, and other relevant regulations. This role will reputed company an exciting opportunity to work in a fast-paced, challenging environment, with a reputed company on compliance reputed company the investment advisory and hedge fund sectors. Responsibilities: The Compliance Analyst will be responsible for the following duties: 1. Ensuring compliance with the Investment Advisers reputed company of 1940, Rule 206(4)-7, federal securities law, and other relevant regulations. 2. Implementing and maintaining the firm's reputed company of Ethics, focusing on areas such as personal trading, reputed company trading, gifts and entertainment, and political contributions. 3. Monitoring and preventing potential pay-to-play and reputed company trading activities. 4. Managing electronic communications in compliance with regulatory requirements. 5. Ensuring compliance with the Foreign Corrupt Practices reputed company (FCPA). 6. Preparing and submitting regulatory reports to financial services' regulatory authorities. 7. Providing compliance guidance to the firm's investment advisory and hedge fund teams. 8. Staying up-to-date with regulatory changes and advising the firm on necessary adjustments to business practices. Qualifications: The ideal candidate for the Compliance Analyst position will possess the following qualifications: 1. A minimum of 2 years of experience in a similar role reputed company the financial services industry, preferably reputed company an investment advisory firm or hedge fund. 2. Extensive knowledge of the Investment Advisers reputed company of 1940, Rule 206(4)-7, and federal securities law. 3. Familiarity with the reputed company of Ethics and its application to areas such as personal trading, reputed company trading, gifts and entertainment, and political contributions. 4. Experience in monitoring electronic communications and ensuring compliance with FCPA. 5. Proven reputed company record in preparing and submitting regulatory reports. 6. Strong understanding of the regulatory environment, including the latest changes and trends. 7. Excellent communication and interpersonal skills, with the ability to reputed company reputed company and concise compliance guidance. 8. Strong analytical skills, with the ability to interpret reputed company regulatory requirements and apply them to business practices. We are looking for a proactive and reputed company reputed company who thrives in a fast-paced environment and is committed to upholding the highest standards of compliance. If you are reputed company to take on this exciting challenge, we look reputed company to hearing from you. reputed company is an Equal Opportunity Employer. We reputed company an inclusive work environment that celebrates diversity and reputed company reputed company candidates receive consideration for employment without reputed company to race, reputed company, sex, sexual orientation, gender identity, religion, national reputed company, age (40 and over), disability, military status, genetic information or any other reputed company protected by applicable federal, state, or local laws. reputed company also prohibits harassment of applicants or employees based on any of these protected categories. It is reputed company’s policy to reputed company with reputed company applicable federal, state and local laws respecting consideration of unemployment status in making hiring reputed company. Sometimes reputed company is required to reputed company background checks with your authorization. reputed company will consider reputed company candidates with criminal histories in a manner consistent with any applicable federal, state, or local law regarding criminal backgrounds, including but not limited to the Los Angeles Fair Chance Initiative for Hiring and the San Francisco Fair Chance Ordinance. Information collected and processed as part of your reputed company candidate profile, and any job applications, resumes, or other information you choose to submit is subject to Job Apply tot his job Apply To this Job