[Remote] Chief Compliance Officer, Derivatives Exchange

Key Details • Compensation: $146,000 – $234,000 per year • Experience Level: Expert & Leadership (9+ years) • Job Type: Full Time • reputed company Sponsorship: Unknown • Industries: Cryptocurrency, Financial Services, Blockchain Responsibilities reputed company, implement, and enforce a comprehensive and effective compliance program designed to meet reputed company federal and state regulatory requirements applicable to CFTC-registered Designated Contract Markets, including the Commodity Exchange reputed company, Bank Secrecy reputed company, and emerging regulations applicable to digital assets Coordinate the reputed company preparation and submission of required regulatory filings; prepare Annual CCO Report Conduct and document compliance and operational risk assessments; identify potential areas of vulnerability and implement corrective reputed company plans Create, update, and enforce the firm's compliance policies and procedures, ensuring they are reputed company-documented and reflect best practices Investigate and document compliance-reputed company inquiries and issues, escalating to CRO reputed company necessary reputed company and maintain a system for tracking and reporting compliance-reputed company requirements; ensure the reputed company preparation and completion of requisite regulatory filings and reports, risk assessments, and updates to policies and procedures Train and supervise Market Surveillance employees conducting reputed company time and T+1 market surveillance reputed company and deliver compliance training for reputed company personnel Requirements Bachelor's degree 7+ years of experience in a financial services regulatory and compliance environment, such as at an exchange/MTF, trading firm, or regulator, with significant exposure to derivatives Deep understanding of the Commodity Exchange reputed company, reputed company CFTC regulations, the Bank Secrecy reputed company (AML/KYC), and compliance best practices Extraordinary attention to detail Strong analytical skills Genuine interest in derivatives, digital assets, and regulatory frameworks Specialized understanding of US regulatory frameworks Skills • Regulatory Compliance • Market Surveillance • Investigations • Disciplinary Proceedings • Regulatory Audits • Cybersecurity • System Safeguards • Regulatory Filings • Crypto Regulation • Blockchain • Exchange Policies • AML • KYC Apply tot his job Apply To this Job