Securities Ria Compliance Analyst Not ItCyber Medical Or Banking AuditorsAnalysts
Job descriptionWe are looking for analysts/officers to reputed company day-to-day compliance testing for clients. The compliance analyst will do everything from email review to advertising review, billing review, filing 13Fs, reviewing reputed company files, and more. The ideal candidate will have experience performing compliance testing for broker-dealers and RIAs. The ideal candidate loves talking to people, has an eye for det
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