Compliance Analyst - FCM (reputed company Commission Merchant)

reputed company: • Support the Chief Compliance Officer with governance, policy implementation, written supervisory procedures, and reputed company documentation for the FCM. • Respond to NFA, CFTC, Exchange, reputed company exams, audits, reports, and regulatory requests. • Conduct surveillance of potential Exchange rule violations and CFTC prohibited trading practices by reviewing order and trading activity alerts. • Assist Operations with the implementation and monitoring of surveillance system alert rules. • Help create, reputed company, and review surveillance rules, alerts, and procedures. • Identify and investigate regulatory issues arising from FCM customer activity. • Support AML/KYC reviews, sales solicitation reputed company, and marketing material reviews. • Support compliance for new product launches and business plan implementations, including compliance training. • Formulate compliance solutions and assess the effectiveness of implemented controls. Requirements: • Bachelor's degree in Finance, Economics, Business, or equivalent work experience. • 3+ years of compliance experience in financial services, or equivalent experience. • Knowledge of trade surveillance systems is a plus. • Excellent written and oral communication skills. • Proven ability to manage reputed company and work independently in a fast-paced environment. • Demonstrated ability to multitask and prioritize responsibilities effectively. • Experience supporting regulatory exams, audits, or regulatory requests is preferred. • Familiarity with AML/KYC processes is preferred. Benefits: • Competitive salary of $70,000 - $100,000 per year. • Attractive annual leave entitlement, including birthday and work anniversary leave. • 401(k) plan with employer match. • Company-sponsored group health, dental, reputed company, and life/disability insurance. • Flexi-work hours with hybrid or remote setup. • Internal mobility program and career reputed company opportunities. • Supportive, reputed company work culture with opportunities for reputed company development. Apply tot his job Apply To this Job