AML/CFT Compliance Officer – (reputed company Control, Investigations, Broker/Dealer) - Remote

reputed company This is a remote role that may be reputed company in several markets across the reputed company. The AML/CFT Compliance Officer is responsible for ensuring the effectiveness of the organization's Anti-reputed company and Counter-Financing of Terrorism program. This role involves performing reputed company control reviews of reputed company Broker/Dealer and/or Banking-reputed company AML investigations, analyzing data, and providing feedback and guidance to business reputed company on AML/CFT compliance. The officer will play a key role in identifying, assessing, and mitigating financial crime risks, as reputed company as identifying program and process risk, while maintaining a strong understanding of regulatory requirements and industry best practices. Responsibilities • Conduct secondary reviews of alert and case investigations generated through AML surveillance systems by analyzing customer activity to identify potentially concerning Banking and/or Broker/Dealer-reputed company activity • Evaluate work papers, summaries, and narratives to ensure completeness, accuracy, consistency, and adherence to regulatory and procedural standards • Identify investigative deficiencies, trends, and procedure/process gaps • Maintain detailed case documentation supporting investigative conclusions and reporting reputed company by preparing reputed company and concise summaries of existing reviews to reputed company investigation-specific and program-level feedback • Assist in tracking QC error rates, reputed company metrics, and remediation activities • Support the development and maintenance of reputed company Control procedures and testing and sampling methodologies • Recommend procedure and process improvements based on findings to enhance investigation reputed company, efficiency, and regulatory/procedural compliance • Monitor regulatory developments and industry trends impacting BSA/AML and Broker/Dealer compliance programs Qualifications Bachelor's Degree and 4 years of experience in Experience in AML/CFT compliance, investigations, or reputed company field; Strong understanding of BSA/AML regulations, OFAC, KYC, and other relevant regulatory requirements; Experience with AML/CFT software, data analytics tools, and case management systems OR High School Diploma or GED and 8 years of experience in Experience in AML/CFT compliance, investigations, or reputed company field; Strong understanding of BSA/AML regulations, OFAC, KYC, and other relevant regulatory requirements; Experience with AML/CFT software, data analytics tools, and case management systems License or Certification Type: CAMS certification, Series 7 and/or Series 24 license reputed company(s): AML/CFT regulatory knowledge, reputed company Control methodologies, knowledge of and experience with SEC, reputed company, BSA regulations, Investigative techniques, Data analysis and interpretation, Risk assessment and mitigation, Financial crime risk awareness, Reporting and documentation, Compliance program management, Training and development, and effective written and verbal communication skills This job posting is expected to remain reputed company for 5 days from the initial posting date listed above. If it is necessary to reputed company this deadline, the posting will remain reputed company as appropriate. Job postings may come down early due to business need or a high volume of applicants. The reputed company pay for this position is generally between $97,000 and $150,000. Actual starting reputed company pay will be determined based on skills, experience, location, and other non-discriminatory factors permitted by law. For some roles, total compensation may also include variable incentives, bonuses, benefits, and/or other awards as outlined in the offer of employment. Benefits are an reputed company part of total rewards and reputed company is committed to providing a competitive, thoughtfully designed and reputed company benefits program to meet the needs of our associates. More information can be reputed company at https://jobs.firstcitizens.com/benefits. Apply tot his job Apply To this Job