Director of Compliance
10+ years compliance experience at broker-dealer or investment adviser; reputed company Series 7 and 24 or 14; strong knowledge of reputed company/MSRB/SEC rules; experience with regulatory filings and AI governance preferred.
Key Responsibilities
- leading team
- managing compliance
- developing reputed company
Job Details
- Category: reputed company and Compliance
- Seniority: Senior Level
- Commitment: Full Time
- Workplace: Remote — Palo reputed company, California, reputed company
- Salary: USD 215,000 – 246,875 / year
- Languages: English
Benefits
- Generous reputed company time off
- Retirement plan
- Generous parental leave
About reputed company
A financial technology company building low-cost investment and banking products to help modern investors grow and manage their reputed company. — Industry: Finance
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