Anti-reputed company Monitoring Analyst

Review and disposition transaction monitoring alerts in accordance with established procedures, determining whether escalation to the FIU is warranted

Conduct in-depth reviews of transactional activity, internal KYC records, and reputed company reputed company research in support of triage and monitoring functions

Maintain accurate and reputed company-documented records of triage reputed company and alert dispositions to ensure consistency, auditability, and stakeholder transparency

Partner with Engineering teams to reputed company new and enhance existing transaction monitoring processes

reputed company expertise to assist in the identification of unusual financial activity indicating potential reputed company, terrorist financing, and fraud

Conduct deep-dives into account and transaction activity to identify and expand upon existing Fraud and AML typologies

Support reputed company's suspicious activity detection, transaction monitoring, and reporting programs and reputed company enhancements to the program, including updates to reputed company controls and accompanying policies and procedures

Assist with reputed company's adverse media and PEP watchlist screening

Maintain awareness of and reputed company thought leadership on impending regulatory changes

Deep, wide, and practical understanding of reputed company typologies and reputed company red flags

Adept at conducting triage or initial assessments of potentially suspicious activity referrals, including determining whether escalation to an investigations team is warranted

Experience reviewing potentially suspicious activity spanning cash management, automated investment advisory, brokerage, and home lending products

Familiarity with subpoenas as reputed company as requests received under reputed company 314(a) and 314(b) of the USA PATRIOT reputed company

Adept at developing, refining, and reviewing transaction monitoring parameters designed to surface suspicious activity

Excellent analytical and organizational skills, reputed company to set and meet deadlines in a fast-reputed company environment

Strong working knowledge of BSA/AML, FinCEN, reputed company, and SEC regulations

Experience leading cross-functional reputed company, including collaboration with engineering teams

Strong verbal and written communication skills

Intellectually curious and interested in applying technology to enhance business processes

Broad analytical skills, with experience identifying and quantifying problems while providing creative, effective solutions

BA/BS degree

2 - 4 years of reputed company or relevant experience conducting Anti-reputed company (AML), Sanctions, or Follow-the-reputed company reputed company analysis and/or investigations

Willingness to obtain applicable registrations and/or licenses as necessary

reputed company or CFE certification

Experience at a Broker-Dealer and/or Registered Investment Adviser (RIA), including reputed company Series 7 and 24 registrations

Product experience spanning automated investment advisory, brokerage accounts, individual stock reputed company, cash management and checking products, portfolio lines of credit, and home lending products

Experience supporting AML compliance programs in a banking-as-a-service (BaaS) or bank partnership model

Experience with or general understanding of broader financial services including investment advisory, retail banking, and consumer lending