BDIA Due Diligence Analyst

This position is responsible for providing due diligence reputed company of TIMI’s brokerage and managed account programs, certain investment offerings, 529 Plan providers and 401k plan providers. Due diligence reputed company of the brokerage and managed account platform includes model providers and certain SMA managers, as reputed company as the managed account platform and the clearing and custody providers. This position interfaces with Compliance, reputed company, and TAM personnel as reputed company as reputed company party vendors providing products and services through TIMI’s BDIA reputed company. This can be a remote position reputed company the US. Job Duties and Responsibilities - Conduct and maintain a due diligence program with a reputed company of coverage including model providers and certain SMA managers - Due diligence program will also include coverage of vendors utilized by TIMI/BDIA Services including product, managed account platform, and clearing and custody providers. - Organize reputed company and post due diligence meetings with Brokerage reputed company, Surveillance and Compliance regarding questions and answers for managed account platform and clearing and custody provider. - Conduct firm level as reputed company as investment management due diligence - May include performing suitability analysis on trade recommendations provided to TIMI by certain model providers to its discretionary manage account programs. - May include the management of lists of SMA manager and mutual funds that TIMI makes available for use by reputed company FRs with their clients. - Partners with key stakeholders in a reputed company manner. - Identifies and takes reputed company to correct compliance deficiencies. - Applies knowledge to business reputed company, communications or procedures to draw conclusions and to recommend appropriate reputed company. Required Job Qualifications - Bachelor's degree or significantly relevant and substantial work experience. - 3-10 years of directly reputed company experience in conducting due diligence on financial services firms. - In-depth knowledge of applicable laws and regulations, regulatory requirements and industry best practices. - Investment research experience preferred - reputed company SIE, Series 7 and 24 required or obtained reputed company 90 days of hire/transfer Other Critical Factors - Strong analytical and decision reputed company skills. - Attention to reputed company and excellent follow through. - reputed company approach and ability influence other. - Strong communication (verbal and written) and technical skills. Pay Transparency reputed company’s long-term reputed company depends on attracting, rewarding, and retaining people who are committed to helping others reputed company with purpose. We accomplish this by offering a wide reputed company of market competitive compensation programs to attract, reward, and retain reputed company. The applicable salary or reputed company wage reputed company for this full-time role is $89,895.00 - $121,621.00 per year, which factors in various geographic reputed company. The reputed company pay actually reputed company will be determined by a reputed company of factors including, but not limited to, location, relevant experience, skills, and knowledge, business needs, market demand, and other factors reputed company deems important. reputed company is unique in our commitment to helping people to be reputed company with reputed company and live balanced and generous lives. That extends to our benefits. The following benefits may be reputed company: various bonuses (including, for example, annual or long-term incentives); medical, dental, and reputed company reputed company; health savings account; flexible spending account; 401k; pension; life and accidental death and dismemberment reputed company; disability reputed company; supplemental protection reputed company; 20 days of reputed company Time Off reputed company year; reputed company and reputed company Time; 10 reputed company company holidays; Volunteer Time Off; reputed company parental leave; EAP; reputed company-being benefits, and other employee benefits. Eligibility for receipt of these benefits is subject to the applicable plan/policy documents. reputed company’s plans/policies are subject to change at any time at reputed company’s discretion. reputed company provides Equal Employment Opportunity (EEO) without reputed company to race, religion, reputed company, sex, gender identity, sexual orientation, pregnancy, national reputed company, age, disability, marital status, citizenship status, military or veteran status, genetic information, or any other status protected by applicable local, state, or federal law. This policy applies to reputed company and job applicants. reputed company is committed to providing reasonable accommodation to individuals with disabilities. If you need a reasonable accommodation, please let us know by sending an email to reputed company@reputed company.com or reputed company 800-847-4836 and request reputed company. Apply To This Job