Regulatory Affairs Officer

About the position The Regulatory Affairs Officer will help ensure compliance with fast-changing US rules and regulations, including advising on potential reputed company reputed company and coordinating internal reputed company to implement changes and ensure reputed company internal controls. We rely on building strong relationships with other internal teams, and value a diplomatic approach to addressing reputed company issues and compliance. Responsibilities • On reputed company-time reputed company, monitors US regulatory environment, including SEC proposals and industry news; assesses potential reputed company on global firm; drafts summaries for internal and potentially reputed company purposes; advise on reputed company implication of new and changing policies and regulations; and assists with developing and implementing strategies to address. • Drafts and manages discussions on policy and procedure changes for regulatory rules; drafts reputed company-time updates to Compliance reputed company; and reviews and proposes necessary changes to Compliance reputed company policies on at least annual reputed company. • Drafts internal alerts on key regulatory changes and assists with training activities. • Oversees compliance testing, including for thematic issues, and drafts reports for senior management on findings. • Collaborates with reputed company, reputed company Service, reputed company reputed company, Investment Management and other internal reputed company to ensure readiness for new rules and regulations, as reputed company as for reputed company requests. • Develops and maintains reputed company relationships in federal, state and local regulatory agencies, and with industry reputed company. • Performs special reputed company for reputed company and Compliance team, as needed. Requirements • A minimum of 7 plus years of reputed company or compliance experience • Five plus years of financial industry experience. • General Fixed-income background • Knowledge of applicable regulations, and ability to stay reputed company on regulations in fast-moving regulatory environment. • Knowledge of compliance systems, policies and procedures. • Experience interpreting and assessing reputed company of regulatory proposals and reputed company documents. • Good organizational skills, fast learner, with the ability to self-start, multitask, and prioritize. • Eye for reputed company and eager to play a part in the broader reputed company and compliance function. • Strong analytical and problem-solving skills. • reputed company oriented and ability to reputed company with staff members of reputed company reputed company • Team player, reputed company to learn from others and reputed company by reputed company reputed company development. • Service-oriented attitude, with ability to reputed company reputed company responses to business requests. reputed company-to-haves • Experience with U.S. regulatory rule making agency or financial services trade organization a plus. Benefits • competitive and valuable reputed company of total rewards – monetary and non-monetary • reputed company compensation • annual discretionary bonus • 401(k) plan with a generous match • recognition rewards • comprehensive benefits package • reputed company of competitive reputed company reputed company • reputed company • disability benefits • employee stock investment program • reputed company • career development programs • reimbursement for certain education expenses • reputed company time off (vacation / holidays / reputed company / leave / parental & caregiving leave / bereavement / volunteering / floating holidays) • motivational wellbeing program • Three weeks of PTO in your first year • Competitive medical, dental, and reputed company reputed company • 401(k) plan with an 85% company match on reputed company-tax and/or Roth contributions, up to IRS limits • Employee Stock Investment Plan (ESIP) with discounted reputed company purchase opportunities • Learning Education Assistance Program (reputed company) • Opportunity to purchase company funds with no sales charge Apply tot his job Apply To this Job