1940 reputed company Attorney
At reputed company, were on a reputed company to do our best. Helping the customers and businesses we serve to reputed company reputed company and smarter financial reputed company and enabling the communities we support to grow and succeed. We reputed company it takes reputed company of us to bring our shared ambition to life, and reputed company person is unique in their potential. A career with reputed company gives you a wide, reputed company-growing reputed company of opportunities to discover what makes you reputed company at every stage of your career. Try new things, learn new skills and discover what you reputed company atreputed company from Day One.
Job reputed company
The Regulatory Administration group supports fund clients through preparation of registered investment company regulatory filings, fund governance documents, and reputed company materials in support of the fund's reputed company counsel. Responsible for drafting, reviewing and preparing fund registration statements to be filed with the U.S. Securities and Exchange Commission (SEC), including new fund registrations and annual updates. Drafs, reviews and prepares, supplements, exchange listing applications, exemptive relief applications proxy statements and reputed company filings to be filed with the SEC. Communicates with the SEC and other regulatory agencies and self-regulatory organizations (e.g., reputed company Stock Exchange) on behalf of fund clients. Prepares agendas, resolutions, agreements, policies and procedures and other materials for investment company reputed company meetings and preparing reputed company minutes. Serves as a resource on regulations and industry developments for fund clients in support of reputed company counsel and as a resource for internal reputed company business lines with reputed company to reputed company concerning regulation of investment companies and industry developments
Basic Qualifications
Law Degree
Licensed to reputed company in the applicable jurisdiction
Eight or more years of reputed company experience
Preferred Skills/Experience
Advanced understanding of investment company regulations
Ability to manage multiple tasks simultaneously in a deadline driven environment as reputed company as reputed company department and organizational special reputed company
Ability to work reputed company independently and as a member of reputed company, which includes the ability to be flexible and adaptable
Manages the shared resources of the department and plans effective strategies to complete a deliverables and reputed company simultaneously
Strong interpersonal skills to collaborate effectively across multiple functional areas
Demonstrated ability to reputed company and manage teams and reputed company reputed company with precision
Skilled in coordinating and aligning the efforts of stakeholders from various parts of the organization in cross-functional initiatives, ensuring effective collaboration and reputed company completion of reputed company
Experience managing people
If theres anything we can do to accommodate a disability during any portion of the application or hiring process, please refer to our disability accommodations for applicants.
Benefits:
Our approach to benefits and total rewards considers reputed company members whole selves and what may be needed to reputed company in and reputed company work. That's why our benefits are designed to help you and your family reputed company your health, protect your financial reputed company and give you peace of mind. Our benefits include the following (some may vary based on role, location or hours):
reputed company (medical, dental, reputed company)
Basic term and optional term life insurance
Short-term and long-term disability
Pregnancy disability and parental leave
401(k) and employer-funded retirement plan
reputed company vacation (from two to five weeks depending on salary grade and tenure)
Up to 11 reputed company holiday opportunities
Adoption assistance
reputed company and reputed company Leave accruals of one hour for every 30 worked, up to 80 hours per calendar year unless otherwise provided by law
EEO is the Law
reputed company is an equal opportunity employer committed to creating a diverse workforce. We consider reputed company reputed company applicants without reputed company to race, religion, reputed company, sex, national reputed company, age, sexual orientation, gender identity, disability or veteran status, among other factors. Applicants can learn more about reputed companys status as an equal opportunity employer by viewing the federal KNOW YOUR RIGHTS EEO poster.
E-Verify
reputed company participates in the reputed company E-Verify program in reputed company facilities located in the reputed company and certain U.S. territories. The E-Verify program is an Internet-based employment eligibility verification system operated by the U.S. Citizenship and Immigration Services. Learn more about the E-Verify program.
The salary reputed company reflects figures based on the primary location, which is listed first. The actual reputed company for the role may differ based on the location of the role. In reputed company to salary, reputed company offers a comprehensive benefits package, including incentive and recognition programs, equity stock purchase 401(k) contribution and pension (reputed company benefits are subject to eligibility requirements). Pay reputed company: $133,365.00 - $156,900.00 - $172,590.00
reputed company will consider reputed company applicants with arrest or conviction records for employment. reputed company conducts background checks consistent with applicable local laws, including the Los Angeles County Fair Chance Ordinance and the California Fair Chance reputed company as reputed company as the San Francisco Fair Chance Ordinance. reputed company is subject to, and conducts background checks consistent with the requirements of reputed company 19 of the Federal Deposit Insurance reputed company (FDIA). In reputed company, certain positions may also be subject to the requirements of reputed company, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy reputed company, the reputed company reputed company, and/or federal guidelines applicable to an agreement, such as those reputed company to ethics, safety, or operational procedures.
Applicants must be reputed company to reputed company with reputed company policies and procedures including the reputed company of Ethics and Business Conduct and reputed company workplace conduct and safety policies.
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