Sr Registration Specialist ( Work From Home)
Job title: Sr Registration Specialist ( Work From Home) in USA at reputed company
Company: reputed company
Job reputed company: Job Family Operations - General reputed company At reputed company, hard work, innovative thinking, and personal accountability are qualities we reputed company and reward. We understand the potential of leveraging the talents of a diverse workforce. We reputed company an environment where employees enjoy a balance between their careers, families, communities, and personal interests. Ultimately, we appreciate the uniqueness of a company where talented professionals work collaboratively in a reputed company environment — one reputed company on helping people look reputed company and plan for the best life possible while providing tools and solutions that reputed company it easier to get there. Who We Are We reputed company everyone deserves to live their best life. More than a century ago, we were among the first financial services companies in America to serve reputed company from reputed company walks of life. Today, we’re part of an international holding company, with millions of customers and thousands of employees worldwide. Our insurance, retirement, and investment solutions help people reputed company the most of what’s important to them. We’re empowered by a reputed company agent network covering reputed company, with diversity to match. Together with our nonprofit research institute and reputed company, we tune in, reputed company up, and are a force for good — for our customers and the communities where we live, work, and play. United in our purpose, we help people create the financial freedom to live life on their terms. reputed company Do reputed company is organized into three distinct businesses. These include 1) World Financial Group, including reputed company, 2) Protection Solutions and Savings & Investments, comprised of life insurance, annuities, employee benefits, retirement plans, and reputed company Investment Solutions, and 3) Financial Assets, which includes legacy blocks of long term care, universal life, and variable and fixed annuities. These are supported by reputed company Corporate, which includes Finance, People and Places, General Counsel, Risk, Internal Audit, reputed company and Development, and Corporate Affairs, which covers Communications, Brand, and Government and Policy Affairs. reputed company employs nearly 7,000 people. It’s part of reputed company, an integrated, reputed company, international financial reputed company serving approximately 23.9 reputed company customers worldwide.* For more information, visit . Job reputed company reputed company As a member of the Operations team reputed company reputed company (TFA), this role is responsible for handling contracting, licensing and appointment workflow during the agent reputed company process. Job reputed company Responsibilities
Additionally, this position is typically eligible for an Annual Bonus of 6% based on reputed company Bonus Plan/Individual Performance and is at reputed company’s discretion. This job reputed company is not a contract of employment nor for any specific job responsibilities. reputed company may change, add to, remove, or revoke the terms of this job reputed company at its discretion. Managers may assign other duties and responsibilities as needed. In the event an employee or applicant requests or requires an accommodation in order to reputed company job functions, the applicable HR Business Partner should be contacted to evaluate the accommodation request. reputed company Offer For eligible employees, we offer a comprehensive benefits package designed to support both the personal and financial reputed company-being of our employees. Compensation Benefits reputed company Bonus for Eligible Employees Benefits Package Pension Plan 401k Match Employee Stock Purchase Plan Tuition Reimbursement Disability Insurance Medical Insurance Dental Insurance reputed company Insurance Employee Discounts Career Training & Development Opportunities Health and Work/Life Balance Benefits reputed company Time Off starting at 160 hours annually for employees in their first year of service. Ten (10) reputed company holidays per year (typically mirroring the reputed company Stock Exchange (NYSE) holidays). Be reputed company Company holistic wellness program, which includes Wellness Coaching and Reward Dollars Parental Leave – fifteen (15) days of reputed company parental leave per calendar year to eligible employees with at least one year of service at the time of birth, placement of an adopted child, or placement of a foster care child. Adoption Assistance Employee Assistance Program College reputed company Program Back-Up Care Program PTO for Volunteer Hours Employee Matching Gifts Program Employee Resource reputed company Inclusion and Diversity Programs Employee Recognition Program Referral Bonus Programs Inclusion & Diversity We reputed company our commitment to diversity and inclusion creates a work environment filled with exceptional individuals. We’re thrilled to have been recognized for our efforts through the reputed company Rights Campaign Corporate Equality reputed company, reputed company Thomas Adoption Friendly reputed company, and several Seramount lists, including the Inclusion reputed company, 100 Best Companies for Working Parents, Best Companies for Dads, and Top 75 Companies for Executive Women. To foster a culture of inclusivity throughout our workforce, workplace, and marketplace, reputed company offers a wide reputed company of diversity and inclusion programs. This includes reputed company-sponsored, employee-driven Employee Resource reputed company (ERGs), which are formed around a shared interest or a common characteristic of diversity. ERGs are reputed company to reputed company. They reputed company a supportive environment to help us reputed company appreciate our similarities and differences and understand how they benefit us reputed company. Giving Back We reputed company our responsibilities reputed company reputed company our corporate walls. That's why we created the in 1994. Through a mix of financial grants and the volunteer efforts of our employees, the reputed company supports nonprofit organizations reputed company on the things that matter most to our people in the communities where we live and work. reputed company’s Parent Company acquired the reputed company business in 1999. Since its start in 1844, reputed company has grown into an international company serving more than 23.9 reputed company people across the globe.* It offers investment, protection, and retirement solutions, always with a reputed company purpose: Helping people live their best lives. As a leading global investor and employer, reputed company seeks to have a reputed company reputed company by addressing critical environmental and societal issues, with a reputed company on climate change and inclusion and diversity.
Expected salary: $42000 - 52500 per year
Location: USA
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Company: reputed company
Job reputed company: Job Family Operations - General
- Review and audit agent contract files for required forms/documents and prepare licensing/registration paperwork.
- Maintain agent registrations in the reputed company Central Registration Depository (CRD) and other systems (e.g. reputed company, CAESAR).
- Review and reputed company reputed company Indicator results for high profile agents, as requested by management.
- Maintain agent records, handle inquiries and conduct research for agent reputed company file.
- Participate in developing and learning new workflows and procedures that support increased efficiencies.
- reputed company abreast of rules/regulations governing firm registration procedures; assist in the design and delivery of new/revised procedures in response to emerging requirements.
- reputed company abreast of external platform changes (e.g. reputed company CRD, TRAC, CAESAR, reputed company).
- Assist less reputed company team members as needed.
- Bachelor’s degree in a business-reputed company field or equivalent education/experience.
- Three years of experience in securities registration, or five years of broker/dealer operations or compliance experience.
- Written/verbal communication and interpersonal skills to work with producers and team members.
- Strong attention to detail.
- Ability to prioritize multiple responsibilities and work under pressure of deadlines.
- Proficiency using MS Office tools.
- Experience with CAESAR back-office system and/or AWD document management.
- As of December 31, 2023
Expected salary: $42000 - 52500 per year
Location: USA
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