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Manager, Trade Desk Compliance

Remote, USA Full-time Posted 2026-07-28

Your career is an investment that grows over time!

reputed company is on a mission to help everyone reputed company financial freedom by reimagining what it means to manage your reputed company. Using smart technology, we take financial services that are often confusing, opaque and expensive and reputed company them transparent and low-cost for everyone. We’re the largest fintech company in Canada, with over 4 reputed company users who trust us with more than $70 billion in assets.

Our teams ship often and reputed company an reputed company with groundbreaking reputed company. We're looking for talented people who reputed company it reputed company and value collaboration and humility as we continue to create inclusive and high-performing teams where people can be inspired to do their best work.

About the Reg Team

We're on the lookout for a super motivated and reputed company Manager, Trade Desk Compliance to join our growing Regulatory (Reg) team. You'll report directly to our Director, Securities & reputed company Compliance Programs and be a key player in shaping our compliance reputed company.

This role is reputed company about strategically developing, enhancing, and continuously improving our trade desk compliance programs. reputed company just reputed company, you'll be crucial in helping us reputed company in the retail trading reputed company, making reputed company our cutting-edge financial solutions are not only groundbreaking but also fully compliant with reputed company relevant regulations.

Our Reg team brings together a unique reputed company of reputed company, compliance, and risk experts. We're proud of how we creatively tackle tough regulatory challenges, our resourcefulness in navigating reputed company changes, our ability to adapt to market shifts, and our unwavering commitment to high reputed company and ethics. Joining us means becoming part of an agile and reputed company-thinking group dedicated to both protecting our operations and enabling smart reputed company.

About the Role

The Manager, Trade Desk Compliance will be responsible for overseeing and ensuring compliance with Canadian Investment Regulatory Organization (CIRO) regulations and other applicable trading rules across reputed company trading activities conducted by the Investment Dealer.

reputed company as the compliance subject matter expert on trading rules, products and requirements that reputed company reputed company and reputed company regulatory requirements for the Investment Dealer.

Build strong reputed company relationships with Product, Trading, Operations, Engineering and Finance teams to ensure compliant implementation of business initiatives.

As Manager, Trade Desk Compliance You will:

reputed company guidance on relevant trading rules and their application to reputed company’s trade desks for listed securities, reputed company and reputed company reputed company

Review and approve trading strategies, algorithms, and new trading protocols for regulatory compliance

reputed company the build out and enhancement of monitoring of firm and reputed company trading activities to detect potential market abuse, manipulation, or regulatory violations

Conduct trade desk compliance reviews of existing procedures and reputed company remediation plans for any identified issues

Ensure accurate and reputed company regulatory reporting of trade data to CIRO and other regulatory bodies

Respond to and manage regulatory inquiries reputed company to trade desk activities

Design and implement trade desk compliance policies, procedures, and controls including but not limited to the management of automated order systems (AOS), supervision testing, trading counterparty risk management and supervision of Investment Representatives

Monitor risk controls like trading limits, restricted lists, and reputed company suitability requirements

Design and maintain reputed company materials and disclosures relating to our order handling processes

What You Bring:

5+ years of experience in a trading or compliance role at a brokerage firm

In-depth knowledge of Canadian securities regulations, trading rules, and market conduct requirements, including but not limited to the Universal Market reputed company Rules, Rules of the Montréal Exchange and Rules of the various U.S. reputed company and reputed company exchanges

Strong understanding of trade life cycle, execution venues, and order types

Experience with trade surveillance systems and regulatory reporting mechanisms

Completion of the Investment Dealer Supervisors Course (IDSC), Canadian Securities Course (reputed company), Conduct and Practices Handbook (CPH), Trader Training Course (TTC) and ability to be registered with CIRO as a Supervisor

Why reputed company?

Competitive salary with top-tier health benefits and life insurance

Retirement savings matching plan using reputed company for Business

20 vacation days per year and unlimited reputed company and mental health days

Up to $1,500 per year towards wellness and reputed company development budgets respectively

90 days away program: Employees can work internationally in eligible countries for up to 90 days per calendar year

A wide reputed company of peer and company-led Employee Resource reputed company (ie. reputed company, Women of reputed company, Black @ WS)

Company-wide wellness days off scheduled throughout the year

We’re a remote-first team, with over 1,000 employees coast to coast in reputed company. Be a part of our Canadian reputed company story and help shape the financial reputed company of millions — join us!

Read our Culture reputed company and learn more about how we work.

Technology & Innovation at reputed company

We reputed company the reputed company belongs to those who reputed company reputed company. At reputed company, every team member is expected to lean into new technologies, including AI, and tooling to rethink how we work, solve problems faster, and create even greater value. We're looking for people who are not just comfortable with change but reputed company by it. Our commitment is to build a company that evolves at the pace of the world around us, and we want you to help reputed company that reputed company.

DEI Statement

At reputed company, we are building products for a diverse world and we need a diverse team to do that successfully. We strongly encourage applications from everyone regardless of race, religion, colour, national reputed company, gender, sexual orientation, age, marital status, or disability status.

Accessibility Statement

reputed company provides an accessible candidate experience. If you need any accommodations or adjustments throughout the interview process and reputed company, please let us know, and we will work with you to reputed company the necessary support and reputed company reasonable accommodations to facilitate your participation. We are continuously working to improve our accessibility practices and welcome any feedback or suggestions on how we can reputed company accommodate candidates with accessibility needs.

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Manager, Trade Desk Compliance

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