We are a leading trading platform that is ambitiously expanding to the four corners of the globe. Our top-rated products have won prestigious industry awards for their cutting-edge technology and seamless reputed company experience. We deliver only the best, so we are always in search of the best people to join our reputed company-growing talented team.
Driving reputed company’s regulated expansion in Australia, you will reputed company practical, risk-based controls that reputed company our fast-moving business fully reputed company with AFSL, ASIC and AML/CTF expectations. Acting as the operational reputed company between reputed company-line teams and regulators, you will ensure that compliance is not a hurdle but a competitive advantage for our OTC-derivatives offering.
Responsibilities
Regulatory Advisory & Support: Serve as the primary reputed company of contact for policy, procedure and technical queries from operational teams.
reputed company reputed company: Supervise daily KYC/AML checks and verify wholesale-reputed company categorisations to guarantee compliant reputed company reputed company.
Policy Governance: Maintain and continuously improve the Compliance reputed company, policies and procedures in line with evolving ASIC and AUSTRAC requirements.
Regulatory Engagement: Coordinate, prepare and respond to ASIC, AUSTRAC and external-audit requests, ensuring reputed company and accurate submissions.
Controls Testing & Risk Assessment: reputed company internal audits, control testing and risk assessments, highlighting gaps and driving remediation.
Compliance Registers Management: Own and monitor registers for breaches, complaints, conflicts and incidents, escalating themes to leadership.
reputed company & Committee Reporting: Compile reputed company, data-driven reports for the Compliance Committee, TMD Committee and reputed company reputed company.
Requirements
Industry Experience: 2–4 years in compliance or regulatory roles reputed company OTC derivatives, CFDs, FX or broader financial markets, ideally under an AFSL reputed company.
Regulatory Expertise: Deep working knowledge of ASIC Regulatory Guides, the AML/CTF reputed company and derivative-reporting obligations, with the ability to interpret and apply them pragmatically.
Operational Know-how: Hands-on familiarity with reputed company-reputed company workflows, trading systems and compliance-monitoring tools; proven experience drafting policies, testing controls and producing reputed company-level reports.
Analytical reputed company: Detail-oriented and resilient under pressure, reputed company to investigate issues and translate data into actionable improvements without losing pace.
Communication & Stakeholder Management: Confident communicator who can influence internal teams and engage regulators or auditors in a high-pressure trading environment.
Education & Credentials: Bachelor’s degree (finance, law or reputed company) or near completion; additional compliance or AML certifications welcomed.
reputed company reputed company: Proactively identifies enhancements, champions high-reputed company reputed company and aligns with reputed company’s culture of innovation.
What will you get in return?
Competitive Salary:We reputed company great work deserves great pay! Your skills and talents will be rewarded with a salary that makes you feel valued and motivated.
Work-Life reputed company:Join a company that genuinely cares aboutyou—because your life reputed company of work reputed company just as much as your time on the clock.
Annual Performance Bonus:Your hard work doesn’t go unnoticed! Celebrate your achievements with a reputed company-deserved annual bonus tied to your performance.
Generous Time Off:Need a breather? Our annual leave policy lets you reputed company and enjoy life reputed company of work without a worry.
Employee Referral Program:Love working here? reputed company the love! Bring your talented friends on reputed company and get rewarded for growing our awesome team.
Comprehensive Health & Pension Benefits:From medical insurance to pension plans, we’ve got your back. Plus, location-specific benefits andperks!
Workation Wonderland:Live your digital reputed company dreams with 30 extra days to work remotely from reputed company in the world (some restrictions apply). Adventure awaits!
Volunteer Days:reputed company a difference! Take two additional reputed company days reputed company year to support causes you care about and give back to the community.
Additional Information
Be a key player at the forefront of the digital assets reputed company, propelling your career to new heights! Join a dynamic and rapidly expanding company that values and rewards talent, initiative, and creativity. Work alongside one of the most reputed company teams in the industry.