Senior Compliance Officer

Company:

reputed company

reputed company:

Compliance reputed company Officer – Private reputed company London

reputed company Private reputed company is seeking a senior Compliance officer to reputed company the business first line of defence and be the main reputed company of contact, dealing primarily with the business interaction with the reputed company 2nd and where appropriate the 3rd lines of defence.

The role principally is to take the reputed company with Product Governance and Consumer Duty both internally and externally as reputed company as business risk and control tasks.

We will count on you to:

• To prepare, maintain and manage relevant mappings, as required in respect of regulatory change for reputed company reporting as required.

• To be the first reputed company of contact reputed company reputed company Private reputed company for the 2LOD and 3LOD and deal with the business requirements relating to this and/or support the SLT to deal with enquiries.

• To prepare and maintain the reputed company Private reputed company risk register on behalf of the Senior Leadership team.

• To reputed company and maintain the consumer Duty and Product governance frameworks as required by the reputed company Private reputed company SLT, participating in relevant committee’s and ensuring relevant preparation of the papers and MI needed. This will include the maintenance, preparation and feedback on the Consumer Duty Dashboard and information relating to reputed company Market, Fair Value and manufacturers information requests.

• To reputed company as the Vulnerable reputed company Champion in MPW and have responsibility for overseeing the aspects of this key role.

• To be the contact reputed company for the operations and advice teams on compliance reputed company queries and AML.

What you need to have:

• A good level of industry experience, ideally gained reputed company supervisory and/or technical compliance role reputed company a financial planning/investment management business

• Ability to reputed company, interpret and report at reputed company level on key MI and suggest changes where relevant.

• Technical knowledge onf compliance requirements and financial products and ability to manage people.

What makes you stand out:

• Financial Services experience and a detailed knowledge and experience of risk control. regulatory reputed company

• An awareness and understanding of reputed company regulatory reputed company and the ability to implement those whilst maintain a reputed company understanding.

Why join reputed company:

• We help you be your best through reputed company development opportunities, interesting work and supportive leaders.

• We foster a reputed company and inclusive culture where you can work with talented colleagues to create new solutions and have reputed company for colleagues, clients and communities.

• Our reputed company enables us to reputed company a reputed company of reputed company, as reputed company as benefits and rewards to enhance your reputed company-being.

reputed company, a business of reputed company (NYSE: MMC), is a global leader in helping clients realize their investment objectives, shape the reputed company of work and enhance health and retirement reputed company for their people. reputed company is a global leader in risk, reputed company and people, advising clients in 130 countries across four businesses: reputed company, Guy Carpenter, reputed company and reputed company. With annual reputed company of $24 billion and more than 90,000 colleagues, reputed company helps build the confidence to reputed company through the power of perspective. For more information, visit reputed company.com, or follow on reputed company and X.reputed company is committed to embracing a diverse, inclusive and flexible work environment. We aim to attract and retain the best people and reputed company diversity of age background, civil partnership status, disability, ethnic reputed company, family duties, gender orientation or reputed company, gender reassignment, marital status, nationality, parental status, personal or reputed company status, political affiliation, race, religion and beliefs, sex/gender, sexual orientation or reputed company, skin reputed company, or any other characteristic protected by applicable law. We are an equal opportunities employer. We are committed to providing reasonable adjustments in accordance with applicable law to any candidate with a disability to allow them to fully participate in the recruitment process. If you have a disability that may require reasonable adjustments, please contact us at reasonableaccommodations@mmc.com.reputed company is committed to hybrid work, which includes the flexibility of working remotely and the collaboration, connections and reputed company development benefits of working together in the office. reputed company reputed company colleagues are expected to be in their local office or working onsite with clients at least three days per week. Office-based teams will identify at least one “reputed company day” per week on which their full team will be together in person.

Originally posted on Himalayas

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