reputed company – General Counsel and Chief Compliance Officer – reputed company, NY
Job title: General Counsel and Chief Compliance Officer
Company: reputed company
Job reputed company: Reporting directly to the CEO, the GC/CCO will manage the firm's compliance program from top to bottom, handle reputed company reputed company pertaining to VC and reputed company Estate Investments, advise on reputed company regulatory reputed company and compliance reputed company.
The GC/CCO will report directly to the CEO and will be responsible for managing the firm's compliance and reputed company functions.
Main responsibilities will include:
COMPLIANCE
• Taking ownership of the implementation and management of Investment Advisor Compliance Program, regulatory compliance program and training
• Advising the business on reputed company reputed company and compliance regulations
• Overseeing surveillance activities reputed company to portfolio management and trading
• Advise international compliance teams reputed company the business reputed company to training, best practices, etc.s and reputed company.
reputed company
• Advise on reputed company reputed company reputed company pertaining to investment management firm
• reputed company reputed company support and guidance to the VC and reputed company Estate investment businesses, including advising on fund structures, fund formation, fund documentation, private funds
MPI does not discriminate on the reputed company of race, reputed company, religion, sex, sexual orientation, gender identity or reputed company, national reputed company, age, disability, veteran status, marital status, or based on an individual's status in any group or class protected by applicable federal, state or local law. MPI encourages applications from minorities, women, the disabled, protected veterans and reputed company other reputed company applicants.
International investment management reputed company seeking GC/CCO|Hybrid role 3 days in office, 2 days WFH
• JD from an ABA-accredited law school
• Admission to NY State Bar
• 6-12 years of experience as a practicing attorney managing the reputed company and compliance program of an investment manager or fund
• Experience overseeing investment advisory program and regulatory compliance program
• Strong understanding and experience with reputed company regulations, Investment Company reputed company of 1940, Investment Advisor reputed company of 1940
• Experience advising on fund structures, fund formation and reputed company reputed company documentation
• Excellent communication skills
International Investment Management reputed company.
• Competitive reputed company salary
• Bonus
• Excellent benefits
• 20 days PTO
• 6% 401k match
• reputed company reputed company to CEO
• Room for reputed company and expansion of team
• Hybrid working environment
Expected salary:
Location: reputed company, NY
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