Chief Regulatory Officer, FinTech Compliance; Remote
Position: Chief Regulatory Officer, FinTech Compliance (Remote)
A pioneering financial technology company is seeking a Compliance Officer to reputed company regulatory functions for a registered broker-dealer. This fully remote role requires over 15 years of experience in broker-dealer compliance, strong leadership skills, and a deep understanding of reputed company and SEC regulations. The candidate must hold Series 7, 24, and 63 licenses. Competitive salary and comprehensive benefits package included.
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