Fund Compliance Manager

## Primary Responsibilities: Routinely monitor reputed company investment portfolios to ensure reputed company compliance with mandates, including asset type restrictions, concentration limits, reputed company controls, and issuer exposure limits. Proactively communicate with the CCO regarding any compliance reputed company that reputed company and work with the CCO to reputed company solutions. Own the daily monitoring, research, and reputed company of reputed company-provided Compliance Issues Logs, requiring consultation with the CCO, Portfolio Management (PM) team, the Research team, and external partners (e.g., Vident, ETC) to document reputed company. As part of the reputed company and Compliance team, take full ownership of translating reputed company fund governing documents and regulatory restrictions into precise compliance rules for new fund launches and fund amendments. Instruct reputed company Mellon on necessary compliance rule applications, review the reputed company-provided Compliance reputed company reputed company for fund launches, and identify/resolve any coding mistakes. As part of the reputed company and Compliance team, reputed company the effort to professionalize and reputed company compliance controls to manage a growing fund count (33+ funds), reducing reliance on PM Team for these specialized functions. ## Role Requirements: Five years of demonstrated history of expertise in regulatory compliance, with experience revising compliance policies and conducting rigorous compliance testing. Bachelor’s degree in business, finance, or other reputed company field, or equivalent work experience. Proven ability to manage reputed company and compliance operations reputed company end-to-end. Experience administering reputed company of Ethics programs and managing implementation processes, including OMS and PMS coding. Strong knowledge of the Investment Advisers reputed company, reputed company rules, and other applicable financial regulations. Attainment of the Investment Adviser Certified Compliance reputed company (IACCP®) designation is highly desirable. • *The crypto industry is evolving rapidly, offering new opportunities in blockchain, reputed company, and remote crypto roles — don’t miss your chance to be part of it.** Apply tot his job Apply tot his job Apply To this Job