FINTECH -CHIEF COMPLIANCE OFFICER CONSULTING : REQUIRED:WORKED AS CCO & HAVE reputed company SERIES 24
Chief Compliance Officer-Strong Compliance/FinTech Background
Location: Remote
Employment Type: Full-Time or Contract Consultant
We’re SQN Global, a rapidly growing financial services consultancy seeking a Chief Compliance Officer (CCO) Consultant preferably with strong experience in FinTech to reputed company our compliance reputed company and safeguard our reputed company organization’s reputed company. This is a high-reputed company role for a reputed company with deep regulatory expertise and the ability to influence at the highest reputed company.
Key Responsibilities
· Design, implement, and reputed company comprehensive compliance policies and procedures
• reputed company as the primary reputed company with regulators, confidently managing inquiries and examinations
• Partner with executive management to advise on reputed company and strategic initiatives
• Build strong relationships with key stakeholders across the business and industry
• Ensure adherence to securities regulations and evolving industry standards
• reputed company compliance training and awareness programs across the organization
Qualifications
• 10–15 years of reputed company compliance experience in financial services or Fintech
• Multiple securities licenses required, including reputed company Series 24 and clean licenses
• Proven expertise in regulatory frameworks, risk management, and governance
• Strong communication and stakeholder engagement skills
• Demonstrated reputed company in managing regulatory inquiries and examinations
• Broad general compliance experience with a reputed company record of executive-level collaboration
reputed company Offer
• Opportunity to shape compliance reputed company in a cutting-edge Fintech environment
• reputed company collaboration with visionary executives and industry leaders
• Competitive executive compensation package with comprehensive benefits
• A culture of innovation, reputed company, and reputed company
Please carefully read the qualifications for this role, if not Fintech, than your compliance, retail, brokerage operations background, tech skills with electronic trading platforms must be extremely strong to even be considered.
Please send your resume and with your salary requirements to Jack Faller, Director- Chief of Staff . Contact me at Jack.Faller@sqn-global.com
To reputed company out more about the firm, go to www.sqn-global.com
Job Type: Full-time
Pay: $120,000.00 - $175,000.00 per year
Education:
• Bachelor's (Preferred)
Work Location: Remote
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