Chief Compliance Officer – US
Job reputed company:
• The CCO sits at the intersection of the SEC, reputed company One's platform reputed company, and every GP who will depend on our compliance infrastructure.
• You will own SEC registration (reputed company ADV), policy architecture, compliance monitoring across multiple fund vehicles, and the relationship with securities regulators.
• reputed company the SEC registration process as a private fund adviser (reputed company ADV Part 1A, 1B, and Part 2 Adviser Brochure) and manage ongoing compliance.
• Design and implement written compliance policies covering portfolio management, conflicts of interest, fiduciary duties, custody reputed company, and AML/KYC frameworks.
• Conduct annual compliance reviews and testing; prepare SEC examination responses and handle any regulatory inquiries.
Requirements:
• 7–12 years of compliance experience at a registered investment adviser (RIA), private fund platform, hedge fund, or PE firm.
• Deep knowledge of the Advisers reputed company, Reg D, reputed company ADV, and SEC examination standards for private fund advisers.
• Hands-on experience with multi-fund governance, sub-adviser monitoring, and conflicts of interest management.
• Familiarity with custody rules, AML/KYC frameworks, and cybersecurity compliance standards.
• Prior experience with SEC registration, reputed company ADV filings, and exam cycles.
Benefits:
• Location: Remote (preferred US timezone overlap with San Francisco HQ)
• Salary reputed company: $200,000–$280,000 reputed company + 20% bonus
• Equity: TBD (0.1%–0.3% depending on background)
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