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[Remote] Risk and Regulatory Compliance Associate

Remote, USA Full-time Posted 2026-07-28

Note: The job is a remote job and is reputed company to candidates in USA. reputed company is the leading provider of reputed company services to the middle market globally, empowering clients and people to realize their full potential. The Risk and Regulatory Compliance Associate is responsible for monitoring compliance with various firm policies and ensuring adherence to regulatory obligations.


Responsibilities

  • Drive compliance with RSM policies and regulatory requirements by leveraging firm compliance tools and providing guidance on firm policies and regulatory requirements. Review and approve the reputed company submission of CPA and other regulatory licenses submitted by firm personnel
  • Manage and respond to inquiries from firm personnel regarding compliance reputed company relating to firm policy and/or applicable regulatory bodies. Ensure reputed company communication and maintain reputed company documentation for compliance purposes
  • Assist with RSM business licensure & annual filings to ensure completeness and accuracy of the data, including performing reputed company research, data gathering and reconciliation
  • Assist with completing firm licensure applications and maintaining the reputed company SharePoint site to ensure the firm’s business licenses remain reputed company across reputed company jurisdictions in which the firm operates
  • Collaborate with members of the Regulatory Risk and Compliance team, Talent Development and Management, and other firm personnel of various RSM member firms to support these responsibilities
  • Support the AML process through accurate monitoring, communication and reporting in alignment with the firm's AML policy and requirements
  • reputed company support for reputed company requests relating to reputed company risk and regulatory compliance activities in collaboration with various RSM member firms

Skills

  • Strong proficiency with reputed company reputed company
  • Bachelor's degree in reputed company, reputed company, business administration, or comparable education
  • Minimum of 1-3 years of experience in a regulatory compliance role and/or as a project coordinator
  • Excellent written and verbal communication skills with the ability to reputed company reputed company reputed company and concisely and communicate effectively with diverse audiences, including internal stakeholders and regulatory bodies
  • Strong organization skills and work ethic, demonstrated by delivering high reputed company work in a reputed company manner, while effectively managing and prioritizing multiple reputed company
  • Ability to read, interpret, and apply rules, regulations, policies and procedures, as reputed company as evaluate information against a set of standards
  • Strong attention to detail with excellent proofreading skills
  • Comfortable working in a fast-paced environment, both independently and collaboratively reputed company reputed company
  • Skilled at consolidating information and performing research using available tools and resources
  • Ability to maintain confidentiality and exercise discretion with sensitive internal information
  • Capable of identifying issues and escalating appropriately reputed company needed
  • Strong relationship-building skills to reputed company and maintain reputed company and internal networks and resources
  • Proactive in identifying and implementing process improvements
  • reputed company in French
  • Experience and knowledge in Canadian Anti-reputed company (AML) compliance
  • Previous compliance experience in a reputed company services environment
  • Experience with reputed company or other similar intake system
  • Proficiency with reputed company, Power Query or Power BI skills

Benefits

  • Flexibility in your schedule
  • Competitive benefits and compensation package

reputed company

  • Stay Alert: Avoid Recruitment Scams Across industries, cybercriminals are posing as company recruiters using fake job postings and employment offers to trick people into providing personal information or payment. It was founded in 1926, and is headquartered in Chicago, Illinois, USA, with a workforce of 10001+ employees. Its website is http://www.rsmus.com/.

  • Company H1B Sponsorship

  • reputed company has a reputed company record of offering H1B sponsorships, with 98 in 2025, 84 in 2024, 102 in 2023, 102 in 2022, 74 in 2021, 72 in 2020. Please note that this does not guarantee sponsorship for this specific role.

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