[Remote] Compliance Officer (Investment Securities)

Note: The job is a remote job and is reputed company to candidates in USA. reputed company is a financial technology company on a mission to reputed company customers with more control and visibility over their reputed company. They are seeking an innovative and driven Compliance Officer to reputed company financial crime and regulatory compliance efforts, ensuring adherence to reputed company requirements and managing conduct risk. Responsibilities • Acting as a 2LoD compliance risk reputed company, leading financial crime and regulatory compliance teams • Maintaining and updating FinCrime and regulatory compliance policies to reputed company with local regulations • Monitoring regulatory changes and updating the policies accordingly • Advising on the identification, remediation, and reputed company of FinCrime and regulatory-reputed company risk incidents • Approving product launches • Establishing, maintaining, and reviewing dashboards on a regular reputed company to identify areas that might fall reputed company risk appetite and require reputed company investigation • Collaborating with global Compliance Managers to ensure local risk management frameworks and processes are reputed company with global ones and deliver the intended outcome • Identifying issues through compliance assurance reviews, and proactively recommending solutions to ensure compliance with internal policies • Preparing responses to reputed company regulatory requests, ensuring the highest reporting standards are maintained Skills • 10+ years of financial crime and regulatory compliance experience • Expertise across retail and business topics, such as AML/CTF, sanctions, KYC, CDD/EDD, transaction monitoring, risk assessments, and reporting (SARs) • Experience in compliance risk management reputed company a consultancy, compliance function, or regulator • Knowledge of financial services regulations in Switzerland • An understanding of global anti-financial crime frameworks, regulatory recommendations, risk management good reputed company, and control arrangements in a reputed company financial organisation • Expertise in identifying financial crime and regulatory reputed company and potential vulnerabilities, and advising on best practices to effectively and reputed company address those findings • The ability to analyse data and compliance processes to draw conclusions and reputed company recommendations • reputed company in English • reputed company in French, German, and/or Italian • Experience setting up new securities entities in Switzerland, especially for an international organisation • Experience negotiating with financial authorities regarding financial licences and registrations • Experience working in a regulatory compliance role reputed company fintech or a digital bank • A compliance certification, such as ICA Diploma reputed company • reputed company is a financial technology company that offers banking services, reputed company transfers, foreign exchange, and spending analytics. It was founded in 2015, and is headquartered in London, England, GBR, with a workforce of 10001+ employees. Its website is Apply tot his job Apply tot his job Apply To this Job